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Avista Corp (AVA) VP Scott Kinney reports award conversion and tax share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Avista Corp vice president Scott J. Kinney reported equity award activity and related tax withholding. On January 6, 2026, 938 shares of common stock were issued upon the conversion of 2023 performance shares tied to total shareholder return, with no cash exercise price because the shares were awarded if the performance measure was met. On the same date, 1,023 shares of common stock at $38.95 per share were sold to cover income taxes on multiple restricted share tranches that vested that day. After these transactions, Kinney directly held 10,518.7289 shares of Avista common stock and indirectly held 1,385.52 estimated shares through a 401(k) plan.

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Insider Kinney Scott J
Role Vice President
Type Security Shares Price Value
Exercise Conversion of 2023 Performance Shares (TSR) 938 $0.00 --
Tax Withholding Common Stock 1,023 $38.95 $40K
holding Estimated Shares held in 401(k) -- -- --
Holdings After Transaction: Conversion of 2023 Performance Shares (TSR) — 0 shares (Direct); Common Stock — 10,518.729 shares (Direct); Estimated Shares held in 401(k) — 1,385.52 shares (Indirect, Shares held in 401(k) Plan)
Footnotes (1)
  1. Shares sold to pay income tax on final 1/3 of 2023, second 1/3 of 2024 and first 1/3 of 2025 restricted shares that vested on January 6, 2026. No conversion price. Shares awarded if performance measure is met.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kinney Scott J
(Last) (First) (Middle)
1411 E MISSION AVE
(Street)
SPOKANE WA 99202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AVISTA CORP [ AVA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 F 1,023(1) D $38.95 10,518.7289 D
Estimated Shares held in 401(k) 1,385.52 I Shares held in 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Conversion of 2023 Performance Shares (TSR) (2) 01/06/2026 M 938 (2) (2) Common Stock 938 (2) 0 D
Explanation of Responses:
1. Shares sold to pay income tax on final 1/3 of 2023, second 1/3 of 2024 and first 1/3 of 2025 restricted shares that vested on January 6, 2026.
2. No conversion price. Shares awarded if performance measure is met.
/s/Scott J. Kinney 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did AVISTA CORP (AVA) report for Scott J. Kinney?

Scott J. Kinney, a vice president of Avista Corp, reported a conversion of performance-based equity into 938 shares of common stock and a related tax-sale of 1,023 shares of common stock on January 6, 2026.

How many Avista (AVA) shares did Scott J. Kinney sell or withhold for taxes?

Kinney reported the sale of 1,023 shares of Avista common stock at $38.95 per share, with the footnote explaining that the shares were sold to pay income tax on restricted shares that vested on January 6, 2026.

What equity awards converted to Avista (AVA) common stock for Scott J. Kinney?

A derivative award titled "Conversion of 2023 Performance Shares (TSR)" converted into 938 shares of Avista common stock. The footnote states there was no conversion price and that shares were awarded if a performance measure was met.

How many Avista (AVA) shares does Scott J. Kinney hold after the reported transactions?

Following the reported transactions, Kinney directly held 10,518.7289 shares of Avista common stock and indirectly held 1,385.52 estimated shares through a 401(k) plan.

What does transaction code "F" mean in Scott J. Kinney’s Avista (AVA) Form 4?

The Form 4 shows code "F" for the 1,023-share common stock transaction, with a footnote explaining the shares were sold to pay income tax on restricted shares that vested on January 6, 2026.

Does Scott J. Kinney hold Avista (AVA) shares through a retirement plan?

Yes. The Form 4 lists 1,385.52 estimated shares held indirectly as "Shares held in 401(k) Plan", indicating ownership through a retirement plan.