Grupo Aval (AVAL) names Chief Legal Officer as insider in new Form 3

Rhea-AI Filing Summary

Grupo Aval Acciones Y Valores S.A. filed an initial ownership report for insider Jorge Adrian Rincon Plata, who serves as Chief Legal Officer. This Form 3 filing establishes his status as a reporting officer under U.S. securities rules. The report shows no listed transactions or derivative positions.

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Accepted by SEC EDGAR 03/18/2026 - 09:17 AM Learn about SEC filing dates

FAQ

What does the Grupo Aval (AVAL) Form 3 for Jorge Adrian Rincon Plata show?

The Form 3 shows that Jorge Adrian Rincon Plata is a reporting insider of Grupo Aval as Chief Legal Officer. It is an initial ownership report and lists no transactions or derivative positions, serving mainly as a regulatory disclosure of his insider status.

Who is the insider named in Grupo Aval (AVAL) Form 3?

The insider is Jorge Adrian Rincon Plata, who is reported as an officer of Grupo Aval with the title Chief Legal Officer. The filing does not detail any share purchases, sales, or derivative holdings, focusing instead on identifying his reporting role.

Does the Grupo Aval (AVAL) Form 3 disclose any stock transactions?

No stock transactions are disclosed in this Form 3. The transaction summary indicates zero buys, zero sells, zero exercises, and no gifts or restructurings, highlighting that this filing is purely an initial insider ownership statement without trading activity.

What is the role of the reporting person in Grupo Aval (AVAL) Form 3?

The reporting person, Jorge Adrian Rincon Plata, is identified as an officer holding the position of Chief Legal Officer at Grupo Aval. This role makes him subject to insider reporting requirements, prompting the filing of this initial ownership Form 3 with the SEC.

Are there any derivative securities reported in the Grupo Aval (AVAL) Form 3?

No derivative securities are reported in this Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions, indicating that no options, warrants, or similar instruments are disclosed for the reporting officer in this filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rincon Plata Jorge Adrian

(Last) (First) (Middle)

C/O GRUPO AVAL ACCIONES Y VALORES S.A.

CARRERA 13 NO. 26A - 47

(Street)

BOGOTA 110311

(City) (State) (Zip)

COLOMBIA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Grupo Aval Acciones Y Valores S.A. [ AVAL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Javier R. Arias Correa, as attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)