Grupo Aval (AVAL) director Luis Fernando Lopez Roca files initial Form 3

Rhea-AI Filing Summary

Grupo Aval Acciones Y Valores S.A. director Luis Fernando Lopez Roca has filed a Form 3, which is an initial statement of beneficial ownership as an insider. This filing reports no share transactions or derivative positions and shows no reported acquisitions, sales, or gifts of company securities.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lopez Roca Luis Fernando

(Last) (First) (Middle)

C/O GRUPO AVAL ACCIONES Y VALORES S.A.

CARRERA 13 NO. 26A - 47

(Street)

BOGOTA 110311

(City) (State) (Zip)

COLOMBIA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Grupo Aval Acciones Y Valores S.A. [ AVAL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Javier R. Arias Correa, as attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Grupo Aval (AVAL) Form 3 filing by Luis Fernando Lopez Roca show?

The Form 3 shows that director Luis Fernando Lopez Roca has become a reporting insider of Grupo Aval Acciones Y Valores S.A. It reports no share transactions, no derivative positions, and no acquisitions or sales of the company’s securities at the time of filing.

Did Luis Fernando Lopez Roca buy or sell AVAL shares in this Form 3?

No, this Form 3 does not report any purchases or sales of Grupo Aval (AVAL) shares by Luis Fernando Lopez Roca. The transaction summary shows zero buys, zero sells, and no net change in share ownership from any kind of transaction.

Does the AVAL Form 3 for Luis Fernando Lopez Roca report any derivative securities?

No, the filing reports no derivative securities for Luis Fernando Lopez Roca. The derivative section is empty and the derivative transaction count is zero, indicating no options, warrants, or other derivative positions are reported in this initial ownership statement.

Is there any gifting or tax-related share disposition in this AVAL Form 3?

No, the Form 3 shows no gifts or tax-related share dispositions for Grupo Aval (AVAL) securities. Gift count and tax withholding count are both zero, meaning there were no transfers by gifting or shares withheld for tax purposes in this filing.

What is the overall transaction direction in the AVAL Form 3 for Lopez Roca?

The overall transaction direction is neutral because there are no reported trades. The transaction summary shows zero buy and sell shares, zero exercises, and a net buy-sell direction listed as neutral, indicating no change in his reported position from transactions.