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[Form 3] Grupo Aval Acciones Y Valores S.A. Initial Statement of Beneficial Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Grupo Aval Acciones Y Valores S.A. filed an initial insider ownership report on Form 3 for Jorge Alexander Castano Gutierrez, who is identified as an officer of the company (with specific title referenced in remarks). The filing does not report any insider transactions or share movements; it simply establishes his status as a reporting person under insider ownership rules.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Castano Gutierrez Jorge Alexander

(Last)(First)(Middle)
C/O GRUPO AVAL ACCIONES Y VALORES S.A.
CARRERA 13 NO. 26A - 47

(Street)
BOGOTA110311

(City)(State)(Zip)

COLOMBIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Grupo Aval Acciones Y Valores S.A. [ AVAL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEE REMARKS
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Chief of Financial Assets and Efficiency
No securities are beneficially owned.
/s/ Javier R. Arias Correa, as attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Grupo Aval (AVAL) Form 3 filing for Jorge Alexander Castano Gutierrez represent?

The Form 3 filing for Jorge Alexander Castano Gutierrez records his status as an officer and insider of Grupo Aval. It serves as an initial statement of beneficial ownership when someone becomes subject to insider reporting requirements, even though no specific share holdings or transactions are listed here.

Does the Grupo Aval (AVAL) Form 3 for Jorge Alexander Castano Gutierrez show any insider trades?

No insider trades are shown in this Form 3 for Jorge Alexander Castano Gutierrez. The filing’s transaction section is empty, and the transaction summary reports zero buy, sell, exercise, gift, or other transaction counts, indicating no reported share movements in this document.

What insider role is disclosed for Jorge Alexander Castano Gutierrez at Grupo Aval (AVAL)?

The filing identifies Jorge Alexander Castano Gutierrez as an officer of Grupo Aval, with his officer title noted as “SEE REMARKS.” This means his exact position is described in a remarks section, while confirming he holds an executive role requiring insider ownership reporting.

Does the Grupo Aval (AVAL) Form 3 include any derivative securities for Jorge Alexander Castano Gutierrez?

The Form 3 does not list any derivative securities for Jorge Alexander Castano Gutierrez. The derivative summary is empty, and the derivative transaction count is zero, indicating no options, warrants, or similar derivative holdings are reported in this particular filing excerpt.

What does a neutral net buy/sell direction mean in the Grupo Aval (AVAL) Form 3 summary?

A neutral net buy/sell direction means there were no net share purchases or sales reported. In this Form 3, all transaction counts are zero, so the neutral designation reflects that the filing only establishes insider status, without recording any trading activity.
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