Grupo Aval (AVAL) director files Form 3 initial ownership report

Rhea-AI Filing Summary

Grupo Aval Acciones Y Valores S.A. director Luis Carlos Sarmiento Gutierrez filed an initial statement of beneficial ownership on Form 3. This filing lists his status as a director but does not report any buy, sell, or other share transactions in the company.

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Accepted by SEC EDGAR 03/18/2026 - 08:49 AM Learn about SEC filing dates

FAQ

What does the Grupo Aval (AVAL) Form 3 filing report?

The Form 3 reports director Luis Carlos Sarmiento Gutierrez’s initial beneficial ownership status in Grupo Aval. It establishes his position as an insider but does not include any share purchases, sales, or other transactions in this specific filing.

Did Luis Carlos Sarmiento Gutierrez buy or sell AVAL shares in this Form 3?

No transactions are reported in this Form 3. The filing shows zero buy, sell, exercise, gift, tax withholding, or restructuring entries, meaning it only records insider status rather than any trading activity in Grupo Aval shares.

What insider role is disclosed for Luis Carlos Sarmiento Gutierrez at Grupo Aval (AVAL)?

The filing identifies Luis Carlos Sarmiento Gutierrez as a director of Grupo Aval. It does not list him as an officer or ten percent owner in this report, so the primary disclosed role here is his position on the company’s board of directors.

Does the AVAL Form 3 include any derivative securities information?

The Form 3 does not list any derivative securities for the reporting person. The derivative section is empty, and the derivative transaction count is zero, indicating no options, warrants, or similar instruments are disclosed in this particular filing.

What does a neutral net buy/sell direction mean in the AVAL Form 3?

A neutral net buy/sell direction means no net share purchases or sales are reported. In this Form 3, all transaction-related counts and share amounts are zero, reflecting that it serves only as an initial ownership statement without trading activity.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Sarmiento Gutierrez Luis Carlos

(Last) (First) (Middle)

C/O GRUPO AVAL ACCIONES Y VALORES S.A.

CARRERA 13 NO. 26A - 47

(Street)

BOGOTA 110311

(City) (State) (Zip)

COLOMBIA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Grupo Aval Acciones Y Valores S.A. [ AVAL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Javier R. Arias Correa, as attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)