Grupo Aval (AVAL) files Form 3 naming Chief of Info. Technology as insider

Rhea-AI Filing Summary

Grupo Aval Acciones Y Valores S.A. filed a Form 3 insider report for Ernesto Jose Gutierrez de Pineres Luna, who serves as Chief of Info. Technology. The filing lists no insider transactions or derivative positions, indicating only his status as an officer of the company.

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Accepted by SEC EDGAR 03/18/2026 - 09:35 AM Learn about SEC filing dates

FAQ

What does the Grupo Aval (AVAL) Form 3 filing for Ernesto Jose Gutierrez de Pineres Luna show?

The Form 3 shows that Ernesto Jose Gutierrez de Pineres Luna is an officer of Grupo Aval, serving as Chief of Info. Technology. It reports no insider transactions, derivative positions, or holding entries, functioning mainly as an initial insider identification record for regulatory purposes.

Did the AVAL Form 3 report any insider share purchases or sales?

No, the Form 3 reports no insider share purchases or sales for Ernesto Jose Gutierrez de Pineres Luna. The transaction summary shows zero buy, sell, acquire, dispose, or other transactions, and netBuySellShares is zero, indicating no trading activity is reported in this filing.

Who is the insider named in the latest Grupo Aval (AVAL) Form 3?

The insider is Ernesto Jose Gutierrez de Pineres Luna, identified as an officer of Grupo Aval. His officer title is Chief of Info. Technology, and he is not listed as a director or ten percent owner in this Form 3 disclosure.

Does the Grupo Aval (AVAL) Form 3 indicate any derivative securities for the insider?

No, the Form 3 indicates no derivative securities for Ernesto Jose Gutierrez de Pineres Luna. The derivativeSummary is empty and derivativeTransactionCount is zero, so no stock options, warrants, or other derivative positions are disclosed in this particular filing.

Is Ernesto Jose Gutierrez de Pineres Luna a ten percent owner of Grupo Aval (AVAL) according to the Form 3?

No, the Form 3 shows he is not a ten percent owner of Grupo Aval. The is_ten_percent_owner field is marked as zero, while he is reported solely in his capacity as an officer with the title Chief of Info. Technology.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gutierrez de Pineres Luna Ernesto Jose

(Last) (First) (Middle)

C/O GRUPO AVAL ACCIONES Y VALORES S.A.

CARRERA 13 NO. 26A - 47

(Street)

BOGOTA 110311

(City) (State) (Zip)

COLOMBIA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Grupo Aval Acciones Y Valores S.A. [ AVAL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief of Info. Technology

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Javier R. Arias Correa, as attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)