[144] American Vanguard Corporation SEC Filing

Rhea-AI Filing Summary

American Vanguard Corporation (AVD) filed a Form 144 to notify a proposed sale of securities under Rule 144. The notice reports 6,000 shares of common stock offered for sale through Merrill Lynch, Newport Beach, with an aggregate market value of $32,078.56 based on the filing. The proposed sale date is 09/04/2025 on the NYSE.

The shares were acquired as a performance award from American Vanguard Corp on 01/01/2020 and no securities of the issuer have been reported sold by the seller in the past three months. The filer affirms no undisclosed material adverse information.

Positive

• Full disclosure of broker and sale details including broker name and address, aggregate market value, proposed sale date, and exchange
• Securities were acquired via a performance award with acquisition date provided (01/01/2020), clarifying origin of shares
• No sales in the past three months reported, simplifying aggregation assessment under Rule 144
• Sale size is very small relative to outstanding shares (6,000 of 28,431,276, approximately 0.021%), indicating negligible dilution

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notification for a small sale; shows compliance with resale notice requirements.

The filing documents a proposed resale under Rule 144 of 6,000 common shares through a registered broker, with acquisition via a 2020 performance award. The notice includes standard seller representations about lack of undisclosed material information and reports no sales in the prior three months, which supports aggregation and compliance checks. The filing supplies broker details, share counts, and aggregate value allowing verification against transfer and public reporting requirements.

Corporate Governance Expert

TL;DR: Small insider-derived sale; procedural disclosure only, limited governance implications.

The origin of the shares as a performance award is disclosed and the filer certifies no material nonpublic information, consistent with governance transparency expectations. The disclosed sale size (6,000 shares) represents a very small fraction of outstanding shares, suggesting limited impact on ownership concentration. The filing does not indicate any unusual trading patterns or contemporaneous related-party transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	6000	32078.56	28431276	09/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	01/01/2020	PERFORMANCE AWARD	AMERICAN VANGUARD CORP			6000	01/01/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does American Vanguard Corporation's (AVD) Form 144 disclose?

The Form 144 discloses a proposed sale of 6,000 common shares via Merrill Lynch with an aggregate market value of $32,078.56, proposed sale date 09/04/2025, on the NYSE.

How were the shares being sold by the AVD filer acquired?

The shares were acquired as a performance award from American Vanguard Corp on 01/01/2020; amount acquired equals the 6,000 shares to be sold.

Has the filer sold any AVD securities in the past three months?

The filing explicitly reports Nothing to Report for securities sold during the past three months.

What representation does the filer make about material information?

By signing, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.

Where will the sale be executed and who is the broker?

The sale is to be executed on the NYSE through Merrill Lynch, 520 Newport Center Drive, 20th Floor, Newport Beach CA 92660.