STOCK TITAN

Broadcom (NASDAQ: AVGO) counsel sells 25,000 shares in open market

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Broadcom Inc. (AVGO) executive Mark Brazeal, Chief Legal & Corp Affairs Officer, reported an open-market sale of 25,000 shares of common stock on July 10, 2026 at a weighted average price of $401.329 per share. Following the sale, he directly holds 194,989 shares, including 123,750 restricted stock units. The transaction was executed in multiple trades between $401.22 and $401.47 per share.

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Insider Brazeal Mark David
Role Chief Legal & Corp Affairs Ofc
Sold 25,000 shs ($10.03M)
Type Security Shares Price Value
Sale Common Stock, $0.001 par value 25,000 $401.329 $10.03M
Holdings After Transaction: Common Stock, $0.001 par value — 194,989 shares (Direct)
Footnotes (1)
  1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. Transaction executed in multiple trades at prices ranging from $401.22 to $401.47 per share. Includes 123,750 restricted stock units.
Shares sold 25,000 shares Common Stock, $0.001 par value sold on July 10, 2026
Weighted average sale price $401.329 per share Weighted average price for the 25,000-share open-market sale
Shares held after sale 194,989 shares Direct holdings of Mark Brazeal following the reported transaction
Trade price range $401.22 to $401.47 per share Price range for multiple trades comprising the reported sale
Restricted stock units included 123,750 units Restricted stock units included within the reported direct holdings
weighted average sale price financial
"The prices reported in column 4 above reflect the weighted average sale price per share."
restricted stock units financial
"Includes 123,750 restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action is described as an open-market sale of common stock."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Mark Brazeal report for Broadcom (AVGO)?

Mark Brazeal, Broadcom's Chief Legal & Corp Affairs Officer, reported an open-market sale of 25,000 shares of Broadcom common stock on July 10, 2026. The sale was disclosed in a Form 4 insider filing and involved non-derivative common stock.

How many Broadcom (AVGO) shares did Mark Brazeal sell and at what price?

He sold 25,000 shares of Broadcom common stock at a weighted average price of $401.329 per share. Footnotes state the transaction was executed in multiple trades at prices ranging from $401.22 to $401.47 per share.

How many Broadcom (AVGO) shares does Mark Brazeal hold after this sale?

After the reported sale, Mark Brazeal directly holds 194,989 Broadcom shares. This reported holding includes 123,750 restricted stock units, which are equity-based awards that generally convert into shares upon vesting, subject to their specific terms.

What is Mark Brazeal's position at Broadcom (AVGO) in this Form 4?

In this filing, Mark Brazeal is identified as an officer of Broadcom, serving as the Chief Legal & Corp Affairs Officer. He is not listed as a director or 10% owner, and the reported transaction involves his direct ownership in Broadcom common stock.

Were Mark Brazeal's Broadcom (AVGO) share sales executed at multiple prices?

Yes. A footnote explains the reported price is a weighted average sale price. The sale was executed in multiple trades at prices ranging from $401.22 to $401.47 per share, and detailed trade-level information is available upon request from the reporting person.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazeal Mark David

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal & Corp Affairs Ofc
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value07/10/2026S25,000(1)D$401.329(2)194,989(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
2. Transaction executed in multiple trades at prices ranging from $401.22 to $401.47 per share.
3. Includes 123,750 restricted stock units.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)