Broadcom Inc. (NASDAQ: AVGO) legal chief sells 25,000 shares at about $379

Rhea-AI Filing Summary

Broadcom Inc. executive Mark David Brazeal, Chief Legal & Corp Affairs Officer, reported an open-market sale of 25,000 shares of common stock on 2026-07-08 at a weighted average price of $379.188 per share. The sale was executed in multiple trades between $379.06 and $379.38 per share. Following the transaction, he directly holds 219,989 shares of Broadcom common stock, which include 123,750 restricted stock units.

Insights

Equity Compensation & Insider Trading Analyst

Broadcom legal chief sells 25,000 shares but retains a large equity stake.

Mark David Brazeal, Chief Legal & Corp Affairs Officer of Broadcom Inc., completed an open-market sale of 25,000 common shares at a weighted average of $379.188 on 2026-07-08. The trades were executed across a narrow price band of $379.06 to $379.38, indicating an orderly sale rather than a block transaction.

After this sale, Brazeal still directly holds 219,989 shares, including 123,750 restricted stock units. Those RSUs typically vest over time and tie a portion of his compensation to Broadcom’s future share performance. With only one reported sale and no option exercises or tax withholdings in this report, the filing reads as a routine liquidity event rather than a structural change in his equity exposure.

Insider Trade Summary

Net Seller: 25,000 shares ($9,479,700)

Net Sell 1 txn

Insider Brazeal Mark David

Role Chief Legal & Corp Affairs Ofc

Sold 25,000 shs ($9.48M)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.001 par value	25,000	$379.188	$9.48M

Holdings After Transaction: Common Stock, $0.001 par value — 219,989 shares (Direct, null)

Footnotes (1)

1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes. Transaction executed in multiple trades at prices ranging from $379.06 to $379.38 per share. Includes 123,750 restricted stock units.

Key Figures

Shares sold: 25,000 shares Weighted average sale price: $379.188 per share Post-transaction holdings: 219,989 shares +2 more

5 metrics

Shares sold 25,000 shares Open-market sale of Broadcom common stock by Mark David Brazeal on 2026-07-08

Weighted average sale price $379.188 per share Average price received for the 25,000 Broadcom shares sold

Post-transaction holdings 219,989 shares Total Broadcom common shares directly held by Brazeal after the sale

Restricted stock units included 123,750 restricted stock units Portion of Brazeal’s 219,989-share holding comprised of RSUs

Trade price range $379.06 to $379.38 per share Range of prices at which the 25,000 Broadcom shares were sold

Key Terms

weighted average sale price, restricted stock units, open-market sale

3 terms

weighted average sale price financial

"The prices reported in column 4 above reflect the weighted average sale price per share."

restricted stock units financial

"Includes 123,750 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/10/2026 - 06:38 PM Accepted by SEC EDGAR 07/10/2026 - 06:37 PM Learn about SEC filing dates

FAQ

What did Broadcom (AVGO) executive Mark David Brazeal report in this Form 4?

He reported an open-market sale of 25,000 Broadcom common shares on 2026-07-08 at a weighted average price of $379.188 per share, executed across multiple trades.

At what prices did Mark David Brazeal sell Broadcom (AVGO) shares?

The 25,000 Broadcom shares were sold at a weighted average of $379.188 per share, with individual trades executed between $379.06 and $379.38 per share.

How many Broadcom (AVGO) shares does Mark David Brazeal hold after this transaction?

After the sale, Mark David Brazeal directly holds 219,989 Broadcom common shares. This total includes 123,750 restricted stock units, which generally represent equity that may vest over time.

What type of transaction did Mark David Brazeal make in Broadcom (AVGO) stock?

He executed an open-market sale of Broadcom common stock, coded as “S” for a sale in open market or private transaction, totaling 25,000 shares on 2026-07-08.

Does the Broadcom (AVGO) Form 4 mention restricted stock units for Mark David Brazeal?

Yes. The filing states that his post-transaction holdings of 219,989 shares include 123,750 restricted stock units, highlighting a significant component of equity-based compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brazeal Mark David

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Corp Affairs Ofc

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	07/08/2026		S		25,000(1)	D	$379.188(2)	219,989(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.

2. Transaction executed in multiple trades at prices ranging from $379.06 to $379.38 per share.

3. Includes 123,750 restricted stock units.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal	07/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)