Broadcom (NASDAQ: AVGO) legal chief sells shares for RSU tax

Rhea-AI Filing Summary

Broadcom Inc. chief legal and corporate affairs officer Mark David Brazeal reported selling 83,682 shares of Broadcom common stock in open-market transactions on March 16–17. According to the disclosure, these were automatic sales to cover withholding taxes due upon vesting of restricted stock units.

The reported sale prices reflect weighted average trade prices within ranges generally between $317 and $329 per share. After these transactions, Brazeal directly holds 278,141 shares of Broadcom common stock, which the filing notes includes 140,000 RSUs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brazeal Mark David

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Corp Affairs Ofc

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/16/2026		S		80(1)	D	$320.83(2)	361,743(3)	D
Common Stock, $0.001 par value	03/16/2026		S		240(1)	D	$322.12(4)	361,503(3)	D
Common Stock, $0.001 par value	03/16/2026		S		2,707(1)	D	$323.157(5)	358,796(3)	D
Common Stock, $0.001 par value	03/16/2026		S		4,383(1)	D	$324.241(6)	354,413(3)	D
Common Stock, $0.001 par value	03/16/2026		S		6,007(1)	D	$324.981(7)	348,406(3)	D
Common Stock, $0.001 par value	03/16/2026		S		5,633(1)	D	$326.097(8)	342,773(3)	D
Common Stock, $0.001 par value	03/16/2026		S		5,398(1)	D	$327.162(9)	337,375(3)	D
Common Stock, $0.001 par value	03/16/2026		S		7,986(1)	D	$328.173(10)	329,389(3)	D
Common Stock, $0.001 par value	03/16/2026		S		760(1)	D	$328.841(11)	328,629(3)	D
Common Stock, $0.001 par value	03/17/2026		S		4,283(1)	D	$317.97(12)	324,346(3)	D
Common Stock, $0.001 par value	03/17/2026		S		4,757(1)	D	$318.762(13)	319,589(3)	D
Common Stock, $0.001 par value	03/17/2026		S		8,185(1)	D	$319.956(14)	311,404(3)	D
Common Stock, $0.001 par value	03/17/2026		S		7,671(1)	D	$320.8(15)	303,733(3)	D
Common Stock, $0.001 par value	03/17/2026		S		6,894(1)	D	$321.893(16)	296,839(3)	D
Common Stock, $0.001 par value	03/17/2026		S		7,289(1)	D	$322.817(17)	289,550(3)	D
Common Stock, $0.001 par value	03/17/2026		S		3,350(1)	D	$323.777(18)	286,200(3)	D
Common Stock, $0.001 par value	03/17/2026		S		4,424(1)	D	$324.817(19)	281,776(3)	D
Common Stock, $0.001 par value	03/17/2026		S		2,781(1)	D	$325.894(20)	278,995(3)	D
Common Stock, $0.001 par value	03/17/2026		S		854(1)	D	$326.673(21)	278,141(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.

2. Transaction executed in multiple trades at prices ranging from $320.37 to $321.29 per share.

3. Includes 140,000 RSUs.

4. Transaction executed in multiple trades at prices ranging from $321.61 to $322.50 per share.

5. Transaction executed in multiple trades at prices ranging from $322.61 to $323.58 per share.

6. Transaction executed in multiple trades at prices ranging from $323.63 to $324.62 per share.

7. Transaction executed in multiple trades at prices ranging from $324.63 to $325.62 per share.

8. Transaction executed in multiple trades at prices ranging from $325.67 to $326.65 per share.

9. Transaction executed in multiple trades at prices ranging from $326.67 to $327.66 per share.

10. Transaction executed in multiple trades at prices ranging from $327.67 to $328.66 per share.

11. Transaction executed in multiple trades at prices ranging from $328.67 to $329.14 per share.

12. Transaction executed in multiple trades at prices ranging from $317.37 to $318.34 per share.

13. Transaction executed in multiple trades at prices ranging from $318.37 to $319.28 per share.

14. Transaction executed in multiple trades at prices ranging from $319.37 to $320.36 per share.

15. Transaction executed in multiple trades at prices ranging from $320.37 to $321.36 per share.

16. Transaction executed in multiple trades at prices ranging from $321.37 to $322.36 per share.

17. Transaction executed in multiple trades at prices ranging from $322.37 to $323.36 per share.

18. Transaction executed in multiple trades at prices ranging from $323.37 to $324.32 per share.

19. Transaction executed in multiple trades at prices ranging from $324.37 to $325.36 per share.

20. Transaction executed in multiple trades at prices ranging from $325.39 to $326.32 per share.

21. Transaction executed in multiple trades at prices ranging from $326.42 to $326.94 per share.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

How many Broadcom (AVGO) shares did Mark David Brazeal sell?

Mark David Brazeal reported selling 83,682 shares of Broadcom common stock. These sales were spread across multiple automatic transactions on March 16–17 and were specifically undertaken to cover withholding taxes owed upon the vesting of his restricted stock units.

Why did Broadcom officer Mark David Brazeal sell AVGO shares in this Form 4?

The filing states Brazeal’s sales were automatic transactions to cover withholding taxes due when his restricted stock units vested. This means the disposals were tied to compensation-related tax obligations rather than discretionary open-market selling for portfolio or valuation reasons.

What is Mark David Brazeal’s remaining Broadcom (AVGO) shareholding after these sales?

Following the reported transactions, Brazeal directly holds 278,141 Broadcom shares. The disclosure also notes that this figure includes 140,000 restricted stock units (RSUs), which represent additional share-based compensation that vests over time subject to the applicable award terms.

At what prices were the Broadcom (AVGO) shares sold by Mark David Brazeal?

The reported sales occurred at weighted average prices within ranges generally between about $317 and $329 per share. Each transaction line reflects an average price, with footnotes explaining execution in multiple trades within the specified price ranges on March 16 and 17.

Does this Broadcom (AVGO) Form 4 show any option exercises or derivative transactions?

No derivative transactions are listed in this disclosure. All reported entries are non-derivative sales of common stock tied to RSU tax withholding, and the derivative section of the summary is empty, indicating no option exercises or similar derivative events in this particular filing.