Performance-based RSU award boosts Broadcom (AVGO) legal chief’s holdings

Rhea-AI Filing Summary

Broadcom Inc. reported that Chief Legal & Corp Affairs Officer Mark David Brazeal acquired 151,250 shares of common stock on March 2, 2026 through a grant/award at a stated price of $0.00 per share. Footnotes explain these are restricted stock units earned after meeting performance goals under previously granted performance stock units.

Following this award, Brazeal directly owns a total of 361,823 shares of Broadcom common stock, which the disclosure notes includes 310,313 restricted stock units. This filing highlights equity compensation tied to performance achievements rather than an open-market purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brazeal Mark David

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Corp Affairs Ofc

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/02/2026		A		151,250(1)	A	$0	361,823(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units (RSUs) earned upon achievement of performance goals under previously-granted performance stock units.

2. Includes 310,313 RSUs.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Broadcom (AVGO) report for Mark David Brazeal?

Broadcom reported that Mark David Brazeal acquired 151,250 shares of common stock through a grant or award. The filing notes these shares were earned as restricted stock units after meeting performance goals under previously granted performance stock units.

How many Broadcom (AVGO) shares does Mark David Brazeal own after this Form 4?

After this transaction, Mark David Brazeal directly owns 361,823 Broadcom common shares. The filing specifies that this total includes 310,313 restricted stock units, reflecting both previously granted and newly earned performance-based equity awards.

What is the nature of the 151,250 Broadcom (AVGO) shares reported in this Form 4?

The 151,250 shares are restricted stock units earned upon achievement of performance goals under previously granted performance stock units. They are reported as a grant or award acquisition, with a stated transaction price of $0.00 per share, typical for equity compensation.

Was the Broadcom (AVGO) insider transaction by Mark David Brazeal a market purchase or sale?

The transaction was not a market purchase or sale; it was a grant or award acquisition. The Form 4 shows code “A” and describes restricted stock units earned after meeting performance goals, rather than shares traded on the open market.

What do the Form 4 footnotes reveal about Broadcom (AVGO) RSUs held by Mark David Brazeal?

The footnotes state that the 151,250 units were earned from performance stock units after achieving performance goals and that Brazeal’s reported holdings include 310,313 restricted stock units. This clarifies that a substantial portion of his position is performance-based equity.