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Broadcom legal chief sells 8,152 shares for taxes

Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported selling 8,152 shares of common stock in a series of open-market transactions on June 16–17, 2026.

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Form Type
4

Rhea-AI Filing Summary

Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported selling 8,152 shares of common stock in a series of open-market transactions on June 16–17, 2026.

The shares were sold at prices ranging from $376.71 to $400.29 per share. Footnotes explain that these automatic transactions were executed to cover withholding taxes due upon vesting of restricted stock units (RSUs) under the relevant RSU awards, and that his holdings include 123,750 RSUs.

Insider Brazeal Mark David
Role Chief Legal & Corp Affairs Ofc
Sold 8,152 shs ($3.18M)
Type Security Shares Price Value
Sale Common Stock, $0.001 par value 76 $383.996 $29K
Sale Common Stock, $0.001 par value 29 $385.163 $11K
Sale Common Stock, $0.001 par value 220 $386.149 $85K
Sale Common Stock, $0.001 par value 110 $388.956 $43K
Sale Common Stock, $0.001 par value 242 $390.586 $95K
Sale Common Stock, $0.001 par value 274 $391.734 $107K
Sale Common Stock, $0.001 par value 408 $393.044 $160K
Sale Common Stock, $0.001 par value 368 $394.093 $145K
Sale Common Stock, $0.001 par value 643 $395.37 $254K
Sale Common Stock, $0.001 par value 695 $396.236 $275K
Sale Common Stock, $0.001 par value 797 $397.228 $317K
Sale Common Stock, $0.001 par value 570 $398.25 $227K
Sale Common Stock, $0.001 par value 357 $399.179 $143K
Sale Common Stock, $0.001 par value 36 $400.29 $14K
Sale Common Stock, $0.001 par value 192 $377.10 $72K
Sale Common Stock, $0.001 par value 372 $378.585 $141K
Sale Common Stock, $0.001 par value 776 $379.427 $294K
Sale Common Stock, $0.001 par value 457 $380.401 $174K
Sale Common Stock, $0.001 par value 368 $381.317 $140K
Sale Common Stock, $0.001 par value 273 $382.803 $105K
Sale Common Stock, $0.001 par value 202 $383.754 $78K
Sale Common Stock, $0.001 par value 171 $386.15 $66K
Sale Common Stock, $0.001 par value 300 $388.026 $116K
Sale Common Stock, $0.001 par value 104 $388.75 $40K
Sale Common Stock, $0.001 par value 40 $389.67 $16K
Sale Common Stock, $0.001 par value 72 $390.906 $28K
Holdings After Transaction: Common Stock, $0.001 par value — 269,989 shares (Direct)
Footnotes (26)
  1. F1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
  2. F2. Transaction executed in multiple trades at prices ranging from $376.71 to $377.44 per share.
  3. F3. Includes 123,750 RSUs.
  4. F4. Transaction executed in multiple trades at prices ranging from $377.92 to $378.91 per share.
  5. F5. Transaction executed in multiple trades at prices ranging from $378.97 to $379.85 per share.
  6. F6. Transaction executed in multiple trades at prices ranging from $379.97 to $380.77 per share.
  7. F7. Transaction executed in multiple trades at prices ranging from $381.03 to $381.86 per share.
  8. F8. Transaction executed in multiple trades at prices ranging from $382.38 to $383.13 per share.
  9. F9. Transaction executed in multiple trades at prices ranging from $383.39 to $383.90 per share.
  10. F10. Transaction executed in multiple trades at prices ranging from $385.71 to $386.67 per share.
  11. F11. Transaction executed in multiple trades at prices ranging from $387.46 to $388.45 per share.
  12. F12. Transaction executed in multiple trades at prices ranging from $388.55 to $388.86 per share.
  13. F13. Transaction executed in multiple trades at prices ranging from $390.43 to $391.29 per share.
  14. F14. Transaction executed in multiple trades at prices ranging from $383.57 to $384.47 per share.
  15. F15. Transaction executed in multiple trades at prices ranging from $384.65 to $385.58 per share.
  16. F16. Transaction executed in multiple trades at prices ranging from $385.83 to $386.57 per share.
  17. F17. Transaction executed in multiple trades at prices ranging from $388.74 to $389.63 per share.
  18. F18. Transaction executed in multiple trades at prices ranging from $390.03 to $391.01 per share.
  19. F19. Transaction executed in multiple trades at prices ranging from $391.36 to $392.24 per share.
  20. F20. Transaction executed in multiple trades at prices ranging from $392.55 to $393.53 per share.
  21. F21. Transaction executed in multiple trades at prices ranging from $393.57 to $394.54 per share.
  22. F22. Transaction executed in multiple trades at prices ranging from $394.75 to $395.71 per share.
  23. F23. Transaction executed in multiple trades at prices ranging from $395.78 to $396.68 per share.
  24. F24. Transaction executed in multiple trades at prices ranging from $396.85 to $397.78 per share.
  25. F25. Transaction executed in multiple trades at prices ranging from $397.86 to $398.79 per share.
  26. F26. Transaction executed in multiple trades at prices ranging from $398.88 to $399.65 per share.
Shares sold 8,152 shares Total common stock sold in Form 4 transactions
Price range $376.71–$400.29 per share Lowest and highest reported sale prices
Number of sale transactions 26 transactions Sale entries in transaction summary
RSUs held 123,750 RSUs Restricted stock units included in holdings
Net buy/sell direction net-sell of 8,152 shares Transaction summary net share change
Withholding tax purpose Sales to cover taxes Footnote describing reason for transactions
restricted stock units (RSUs) financial
"withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
withholding taxes financial
"Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average sale price financial
"The prices reported in column 4 above reflect the weighted average sale price per share."
non-derivative financial
"transaction_type": "non-derivative""
restricted stock unit awards financial
"as required under the relevant RSU awards."
Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadcom (AVGO) report for Mark David Brazeal?
Broadcom reported that Mark David Brazeal sold 8,152 shares of common stock. The Form 4 shows multiple open-market sale transactions on June 16–17, 2026, executed to cover withholding taxes owed on vesting restricted stock units under his equity compensation awards.

At what prices did the Broadcom (AVGO) insider shares sell in this Form 4?
The reported Broadcom insider sales occurred between $376.71 and $400.29 per share. Individual trades were executed in multiple price ranges, with weighted average prices disclosed for each group of transactions, reflecting normal market trading within that overall range.

Why did Broadcom (AVGO) executive Mark David Brazeal sell shares?
The shares were sold to cover withholding taxes on vested RSUs. Footnotes state the transactions were automatic and required under the relevant restricted stock unit awards, indicating they were driven by tax obligations associated with equity compensation, not discretionary portfolio changes.

How many shares did the Broadcom (AVGO) insider sell according to the filing?
The Form 4 shows total sales of 8,152 Broadcom common shares. The transaction summary aggregates 26 open-market sale entries over two days, all coded as sales of non-derivative common stock executed to satisfy related tax withholding requirements.

What ongoing equity stake does the Broadcom (AVGO) insider have from restricted stock units?
The filing notes that Mark David Brazeal’s holdings include 123,750 RSUs. These restricted stock units represent additional equity-based compensation that may convert into Broadcom common shares according to the terms and vesting schedules of his award agreements.

How many separate sale transactions are reported in this Broadcom (AVGO) Form 4?
The transaction summary identifies 26 sale transactions. Each entry reflects an open-market sale of Broadcom common stock, often executed in multiple trades within specified price ranges, collectively totaling 8,152 shares sold for tax withholding purposes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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Accepted by SEC EDGAR
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazeal Mark David
(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE
(Street)
PALO ALTO CALIFORNIA 94304
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal & Corp Affairs Ofc
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value06/16/2026S192(1)D$377.1(2)277,949(3)D
Common Stock, $0.001 par value06/16/2026S372(1)D$378.585(4)277,577(3)D
Common Stock, $0.001 par value06/16/2026S776(1)D$379.427(5)276,801(3)D
Common Stock, $0.001 par value06/16/2026S457(1)D$380.401(6)276,344(3)D
Common Stock, $0.001 par value06/16/2026S368(1)D$381.317(7)275,976(3)D
Common Stock, $0.001 par value06/16/2026S273(1)D$382.803(8)275,703(3)D
Common Stock, $0.001 par value06/16/2026S202(1)D$383.754(9)275,501(3)D
Common Stock, $0.001 par value06/16/2026S171(1)D$386.15(10)275,330(3)D
Common Stock, $0.001 par value06/16/2026S300(1)D$388.026(11)275,030(3)D
Common Stock, $0.001 par value06/16/2026S104(1)D$388.75(12)274,926(3)D
Common Stock, $0.001 par value06/16/2026S40D$389.67274,886(3)D
Common Stock, $0.001 par value06/16/2026S72(1)D$390.906(13)274,814(3)D
Common Stock, $0.001 par value06/17/2026S76(1)D$383.996(14)274,738(3)D
Common Stock, $0.001 par value06/17/2026S29(1)D$385.163(15)274,709(3)D
Common Stock, $0.001 par value06/17/2026S220(1)D$386.149(16)274,489(3)D
Common Stock, $0.001 par value06/17/2026S110(1)D$388.956(17)274,379(3)D
Common Stock, $0.001 par value06/17/2026S242(1)D$390.586(18)274,137(3)D
Common Stock, $0.001 par value06/17/2026S274(1)D$391.734(19)273,863(3)D
Common Stock, $0.001 par value06/17/2026S408(1)D$393.044(20)273,455(3)D
Common Stock, $0.001 par value06/17/2026S368(1)D$394.093(21)273,087(3)D
Common Stock, $0.001 par value06/17/2026S643(1)D$395.37(22)272,444(3)D
Common Stock, $0.001 par value06/17/2026S695(1)D$396.236(23)271,749(3)D
Common Stock, $0.001 par value06/17/2026S797(1)D$397.228(24)270,952(3)D
Common Stock, $0.001 par value06/17/2026S570(1)D$398.25(25)270,382(3)D
Common Stock, $0.001 par value06/17/2026S357(1)D$399.179(26)270,025(3)D
Common Stock, $0.001 par value06/17/2026S36D$400.29269,989(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
2. Transaction executed in multiple trades at prices ranging from $376.71 to $377.44 per share.
3. Includes 123,750 RSUs.
4. Transaction executed in multiple trades at prices ranging from $377.92 to $378.91 per share.
5. Transaction executed in multiple trades at prices ranging from $378.97 to $379.85 per share.
6. Transaction executed in multiple trades at prices ranging from $379.97 to $380.77 per share.
7. Transaction executed in multiple trades at prices ranging from $381.03 to $381.86 per share.
8. Transaction executed in multiple trades at prices ranging from $382.38 to $383.13 per share.
9. Transaction executed in multiple trades at prices ranging from $383.39 to $383.90 per share.
10. Transaction executed in multiple trades at prices ranging from $385.71 to $386.67 per share.
11. Transaction executed in multiple trades at prices ranging from $387.46 to $388.45 per share.
12. Transaction executed in multiple trades at prices ranging from $388.55 to $388.86 per share.
13. Transaction executed in multiple trades at prices ranging from $390.43 to $391.29 per share.
14. Transaction executed in multiple trades at prices ranging from $383.57 to $384.47 per share.
15. Transaction executed in multiple trades at prices ranging from $384.65 to $385.58 per share.
16. Transaction executed in multiple trades at prices ranging from $385.83 to $386.57 per share.
17. Transaction executed in multiple trades at prices ranging from $388.74 to $389.63 per share.
18. Transaction executed in multiple trades at prices ranging from $390.03 to $391.01 per share.
19. Transaction executed in multiple trades at prices ranging from $391.36 to $392.24 per share.
20. Transaction executed in multiple trades at prices ranging from $392.55 to $393.53 per share.
21. Transaction executed in multiple trades at prices ranging from $393.57 to $394.54 per share.
22. Transaction executed in multiple trades at prices ranging from $394.75 to $395.71 per share.
23. Transaction executed in multiple trades at prices ranging from $395.78 to $396.68 per share.
24. Transaction executed in multiple trades at prices ranging from $396.85 to $397.78 per share.
25. Transaction executed in multiple trades at prices ranging from $397.86 to $398.79 per share.
26. Transaction executed in multiple trades at prices ranging from $398.88 to $399.65 per share.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

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