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Broadcom director reports entities sold 702,190 shares

The reported transactions were made under a Rule 10b5-1 plan adopted December 16, 2025.

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Broadcom Inc. director Henry Samueli reported that H&S Investments I, L.P. and D95GT LLC sold 702,190 Broadcom common shares in multiple transactions on September 23, 2026. The sales were effected under a Rule 10b5-1 trading plan adopted December 16, 2025. D95GT LLC also made a gift disposition of 72,474 shares. The footnotes state that the shares were directly held by the entities and that Samueli disclaims beneficial ownership except to the extent of his pecuniary interest.

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Insider SAMUELI HENRY
Role Director
Sold 702,190 shs ($250.01M)
Type Security Shares Price Value
Sale Common Stock, $0.001 par value F1, F2, F19 22,624 $354.75 $8.03M
Sale Common Stock, $0.001 par value F1, F3, F19 22,946 $355.55 $8.16M
Sale Common Stock, $0.001 par value F1, F4, F19 10,058 $356.59 $3.59M
Sale Common Stock, $0.001 par value F1, F5, F19 6,959 $357.66 $2.49M
Sale Common Stock, $0.001 par value F1, F6, F19 4,560 $358.47 $1.63M
Sale Common Stock, $0.001 par value F1, F7, F19 2,162 $359.48 $777K
Sale Common Stock, $0.001 par value F1, F8, F19 397 $360.76 $143K
Sale Common Stock, $0.001 par value F1, F9, F19 512 $361.48 $185K
Sale Common Stock, $0.001 par value F1, F10, F20 186,809 $354.71 $66.26M
Sale Common Stock, $0.001 par value F1, F11, F20 230,031 $355.50 $81.78M
Sale Common Stock, $0.001 par value F1, F12, F20 85,221 $356.58 $30.39M
Sale Common Stock, $0.001 par value F1, F13, F20 50,998 $357.52 $18.23M
Sale Common Stock, $0.001 par value F1, F14, F20 44,618 $358.42 $15.99M
Sale Common Stock, $0.001 par value F1, F15, F20 22,579 $359.44 $8.12M
Sale Common Stock, $0.001 par value F1, F16, F20 407 $361.18 $147K
Sale Common Stock, $0.001 par value F1, F17, F20 11,309 $361.79 $4.09M
Gift Common Stock, $0.001 par value F1, F20 72,474 $0.00 $0.00
holding Common Stock, $0.001 par value F18 -- -- --
holding Common Stock, $0.001 par value F21 -- -- --
holding Common Stock, $0.001 par value F22 -- -- --
Holdings After Transaction: Common Stock, $0.001 par value — 52,679,154 shares (Indirect, See Footnote); Common Stock, $0.001 par value — 864 shares (Direct)
Footnotes (22)
  1. F1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.
  2. F2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.
  3. F3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.
  4. F4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.
  5. F5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.
  6. F6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.
  7. F7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.
  8. F8. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.
  9. F9. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.
  10. F10. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.
  11. F11. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.
  12. F12. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.
  13. F13. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.
  14. F14. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.
  15. F15. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.
  16. F16. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.
  17. F17. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.
  18. F18. Includes 864 RSUs.
  19. F19. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  20. F20. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  21. F21. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  22. F22. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common shares sold 702,190 shares September 23, 2026
Shares gifted 72,474 shares Gift disposition by D95GT LLC on September 23, 2026
Weighted-average sale price $354.75 per share 22,624 shares sold on September 23, 2026
Weighted-average sale price $355.50 per share 230,031 shares sold on September 23, 2026
Weighted-average sale price $361.79 per share 11,309 shares sold on September 23, 2026
RSUs included in direct holding 864 RSUs The footnote states the direct holding includes 864 RSUs
Rule 10b5-1 trading plan regulatory
"transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
RSUs financial
"Includes 864 RSUs"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVGO shares were sold on September 23, 2026?

H&S Investments I, L.P. and D95GT LLC sold 702,190 shares of Broadcom common stock in multiple transactions on September 23, 2026.

Were the reported AVGO transactions made under a Rule 10b5-1 plan?

Yes. The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted December 16, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SAMUELI HENRY

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value09/23/2026S(1)22,624D$354.75(2)29,961,416ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)22,946D$355.55(3)29,938,470ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)10,058D$356.59(4)29,928,412ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)6,959D$357.66(5)29,921,453ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)4,560D$358.47(6)29,916,893ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)2,162D$359.48(7)29,914,731ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)397D$360.76(8)29,914,334ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)512D$361.48(9)29,913,822ISee Footnote(19)
Common Stock, $0.001 par value09/23/2026S(1)186,809D$354.71(10)36,327,861ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)230,031D$355.5(11)36,097,830ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)85,221D$356.58(12)36,012,609ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)50,998D$357.52(13)35,961,611ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)44,618D$358.42(14)35,916,993ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)22,579D$359.44(15)35,894,414ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)407D$361.18(16)35,894,007ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026S(1)11,309D$361.79(17)35,882,698ISee Footnote(20)
Common Stock, $0.001 par value09/23/2026G(1)72,474D$035,810,224ISee Footnote(20)
Common Stock, $0.001 par value864(18)D
Common Stock, $0.001 par value12,272,030ISee Footnote(21)
Common Stock, $0.001 par value4,596,900ISee Footnote(22)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.
2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.
3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.
4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.
5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.
6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.
7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.
8. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.
9. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.
10. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.
11. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.
12. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.
13. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.
14. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.
15. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.
16. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.
17. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.
18. Includes 864 RSUs.
19. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
20. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
21. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
22. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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