Broadcom affiliate proposes $225M share sale

Northern Trust Securities, Inc. is named as broker, with September 23, 2026 listed as the approximate sale date.

Available on EDGAR 09/23/2026 - 08:11 PM EDT Accepted by SEC EDGAR 09/23/2026 - 08:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Broadcom Inc. affiliate D95GT, LLC gave notice of a proposed sale of 631,972 common shares, with an aggregate market value of $225,004,972.58. The notice lists September 23, 2026, as the approximate sale date, Northern Trust Securities, Inc. as broker, and NASDAQ as the exchange. The shares are described as “Founders Shares” acquired August 14, 1991. Thomas Ricks signed for Lapland Longspur LLC, manager of D95GT LLC.

Key Figures

Shares proposed for sale: 631,972 shares Aggregate market value: $225,004,972.58 Approximate sale date: September 23, 2026

3 metrics

Shares proposed for sale 631,972 shares Proposed sale by D95GT, LLC

Aggregate market value $225,004,972.58 Shares proposed for sale

Approximate sale date September 23, 2026 Proposed sale

Key Terms

Rule 144, Affiliate, Founders Shares

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Affiliate regulatory

"Affiliate"

Founders Shares technical

"Founders Shares"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVGO shares does D95GT, LLC propose to sell?

D95GT, LLC listed 631,972 Broadcom common shares for a proposed sale, with an aggregate market value of $225,004,972.58.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002059824
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Broadcom Inc.
SEC File Number	001-38449
Address of Issuer	3421 HILLVIEW AVENUE PALO ALTO CALIFORNIA 94304
Phone	650-427-6000
Name of Person for Whose Account the Securities are To Be Sold	D95GT, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	631972	225004972.58	4773629865	09/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founders Shares	D95GT, LLC			631972	09/23/2026	Founders Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
D95GT LLC 201 South Phillips Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	06/24/2026	340208	130002968.60
The Rinks Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	15784	6039734.97
Samueli Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	186089	71206825.59
H&S Investments I, LP 2101 E Coast Hwy 3rd Fl Corona Del Mar, CA 92625-1941	Broadcom, Inc.	06/24/2026	314033	120002749.23
Samueli Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 94304	Broadcom, Inc.	09/23/2026	72474	25797598.63
H&S Investments I, LP 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 94304	Broadcom, Inc.	09/23/2026	70218	25000058.61

144: Remarks and Signature

Remarks
Date of Notice	09/23/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Thomas Ricks for Lapland Longspur LLC Manager of D95GT LLC
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)