Broadcom investor plans $25M share sale in September

The shares are identified as restricted stock units acquired upon vesting from November 4, 2016, through March 15, 2022.

Available on EDGAR 09/23/2026 - 07:54 PM EDT Accepted by SEC EDGAR 09/23/2026 - 07:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Broadcom Inc. (AVGO) common shares are the subject of H&S Investments I, LP’s reported planned sale of 70,218 shares through Northern Trust Securities, with an aggregate market value of $25,000,058.61 and an approximate sale date of September 23, 2026. The shares are identified as restricted stock units acquired upon vesting from November 4, 2016, through March 15, 2022. Past-three-month sales listed include H&S Investments I, LP’s sale of 314,033 shares on June 24, 2026, valued at $120,002,749.23, as well as sales by Samueli Foundation, The Rinks Foundation, and D95GT LLC.

Key Figures

Shares listed for sale: 70,218 shares Aggregate market value: $25,000,058.61 Approximate sale date: September 23, 2026 +2 more

5 metrics

Shares listed for sale 70,218 shares Approximate sale date September 23, 2026

Aggregate market value $25,000,058.61 Shares listed for sale

Approximate sale date September 23, 2026 Planned sale

H&S Investments I, LP shares sold 314,033 shares June 24, 2026; prior three-month sales

Aggregate market value $120,002,749.23 H&S Investments I, LP sale on June 24, 2026

Key Terms

Restricted Stock Units, vesting, Rule 144, General Partner

4 terms

Restricted Stock Units financial

"Restricted Stock Units sold were acquired upon the vesting"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"acquired upon the vesting of restricted stock units"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Rule 144 regulatory

"the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

General Partner financial

"H&S Ventures, LLC as General Partner for H&S Investments I"

A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVGO shares is H&S Investments I, LP proposing to sell?

H&S Investments I, LP reported a planned sale of 70,218 Broadcom common shares through Northern Trust Securities, with an aggregate market value of $25,000,058.61 and an approximate sale date of September 23, 2026.

What other AVGO sales are listed for the prior three months?

The listed transactions include H&S Investments I, LP’s sale of 314,033 shares on June 24, 2026, valued at $120,002,749.23. The table also lists sales by Samueli Foundation, The Rinks Foundation, and D95GT LLC.

When were the restricted stock units for the proposed AVGO sale acquired?

The shares are identified as acquired upon vesting of restricted stock units from November 4, 2016, through March 15, 2022.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001219243
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Broadcom Inc.
SEC File Number	001-38449
Address of Issuer	3421 HILLVIEW AVENUE PALO ALTO CALIFORNIA 94304
Phone	650-427-6000
Name of Person for Whose Account the Securities are To Be Sold	H&S INVESTMENTS I LP
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Chairman of the Board of Broadcom

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	70218	25000058.61	4773629865	09/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	11/04/2016	Restricted Stock Units	H&S Investments I, LP			70218	09/23/2026	Restricted Stock Units

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
H&S Investments I, LP 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	314033	120002749.23
Samueli Foundation 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	186089	71206825.59
The Rinks Foundation 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	15784	6039734.97
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	06/24/2026	340208	130002968.60
Samueli Foundation 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	09/23/2026	72474	25797598.63
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls CA 57104	Broadcom, Inc.	09/23/2026	631972	225004972.58

144: Remarks and Signature

Remarks	The Restricted Stock Units sold were acquired upon the vesting of restricted stock units during the period from 11/4/16 to 3/15/22. See attached Schedule A for lot breakdown.
Date of Notice	09/23/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Kathleen Rodin for H&S Ventures, LLC as General Partner for H&S Investments I, LP
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)