[Form 4] Broadcom Inc. Insider Trading Activity

Rhea-AI Filing Summary

Broadcom Inc. executive Charlie B. Kawwas reported an indirect open-market sale of 10,000 shares of Broadcom common stock at a weighted average price of $345.227 per share on April 8, 2026.

The shares were held by a trust, and this transaction reduced that trust’s holdings to 787,184 shares. Separate from the trust, Kawwas is shown with 74,626 shares held directly, plus several smaller indirect positions held for family members, each reported with 785 shares. The filing describes the sale as executed in multiple trades within a price range of $345.19 to $345.38 per share.

Insights

Equity compensation and insider-trading analyst

Routine trust sale of 10,000 Broadcom shares with large remaining stake.

The filing shows a trust associated with Charlie B. Kawwas, President, SSG of Broadcom Inc., executed an open-market sale of 10,000 common shares at a weighted average of $345.227 per share on April 8, 2026. The sale was split across multiple trades between $345.19 and $345.38.

After the sale, the trust still holds 787,184 shares, while Kawwas is reported with 74,626 shares held directly and several small family-related indirect positions of 785 shares each. With only one sale transaction, no derivative activity, and substantial remaining ownership, this looks like a routine liquidity event rather than a transformational change in insider exposure.

Insider Trade Summary

Net Seller: 10,000 shares

Net Sell 6 txns

Insider Kawwas Charlie B

Role President, SSG

Sold 10,000 shs ($3.45M)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.001 par value	10,000	$345.227	$3.45M
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 787,184 shares (Indirect, By Trust); Common Stock, $0.001 par value — 74,626 shares (Direct); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 1); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 2); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 3); Common Stock, $0.001 par value — 785 shares (Indirect, By spouse as custodian for Child 4)

Footnotes (1)

1. F1. Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Key Figures

Shares sold: 10,000 shares Average sale price: $345.227 per share Post-sale trust holdings: 787,184 shares +4 more

7 metrics

Shares sold 10,000 shares Open-market sale on April 8, 2026

Average sale price $345.227 per share Weighted average price for 10,000-share sale

Post-sale trust holdings 787,184 shares Indirect ownership by trust after sale

Direct holdings 74,626 shares Directly held by Charlie B. Kawwas after transactions

Family indirect holdings 785 shares each Four indirect family-related positions reported

Price range of trades $345.19–$345.38 per share Footnote range for executed sale trades

Net share change 10,000 shares sold Net-sell direction in transaction summary

Key Terms

open-market sale, indirect ownership, weighted average sale price, transaction code, +1 more

5 terms

open-market sale financial

"transaction_action: "open-market sale" for the 10,000-share transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"ownership_type: "indirect" and nature_of_ownership: "By Trust""

weighted average sale price financial

"footnote states the price reflects the weighted average sale price per share"

transaction code regulatory

"transaction_code "S" described as Sale in open market or private transaction"

Form 4 regulatory

"insider transaction reported on Form 4 for Broadcom Inc."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 04/10/2026 - 06:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kawwas Charlie B

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, SSG

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	04/08/2026		S		10,000	D	$345.227(1)	787,184	I	By Trust
Common Stock, $0.001 par value								74,626	D
Common Stock, $0.001 par value								785	I	By Child 1
Common Stock, $0.001 par value								785	I	By Child 2
Common Stock, $0.001 par value								785	I	By Child 3
Common Stock, $0.001 par value								785	I	By spouse as custodian for Child 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transaction executed in multiple trades at prices ranging from $345.19 to $345.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Charlie B Kawwas	04/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)