STOCK TITAN

Broadcom (NASDAQ: AVGO) CEO makes 22,000-share stock gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Broadcom Inc. President and CEO Tan Hock E reported a bona fide gift of 22,000 shares of common stock on April 8, 2026. After this gift, he directly holds 110,836 shares and indirectly holds 775,638 shares through a trust, based on the reported holdings.

Positive

  • None.

Negative

  • None.
Insider TAN HOCK E
Role President and CEO
Type Security Shares Price Value
Gift Common Stock, $0.001 par value 22,000 $0.00 --
holding Common Stock, $0.001 par value -- -- --
Holdings After Transaction: Common Stock, $0.001 par value — 110,836 shares (Direct); Common Stock, $0.001 par value — 775,638 shares (Indirect, By Trust)
Footnotes (1)
Gifted shares 22,000 shares Bona fide gift of common stock on April 8, 2026
Direct holdings after gift 110,836 shares Common stock directly owned after reported gift
Indirect trust holdings 775,638 shares Common stock held indirectly "By Trust"
Gift transactions count 1 transaction Single bona fide gift reported in Form 4
bona fide gift financial
"transaction_code_description: "Bona fide gift""
Common Stock, $0.001 par value financial
"security_title: "Common Stock, $0.001 par value""
non-derivative financial
"transaction_type: "non-derivative""
By Trust financial
"nature_of_ownership: "By Trust""
Form 4 regulatory
"INSIDER FILING DATA (Form 4): {"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAN HOCK E

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value04/08/2026G22,000D$0110,836D
Common Stock, $0.001 par value775,638IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Broadcom (AVGO) disclose in this Form 4?

Broadcom reported that President and CEO Tan Hock E made a bona fide gift of 22,000 shares of common stock on April 8, 2026. This is a non-market transfer with no price per share reported in the filing.

How many Broadcom (AVGO) shares did the CEO gift and at what price?

Tan Hock E gifted 22,000 shares of Broadcom common stock. The filing lists a transaction price per share of $0.0000, consistent with a bona fide gift rather than an open-market sale or purchase.

What are Tan Hock E’s direct Broadcom (AVGO) holdings after the gift?

Following the reported gift, Tan Hock E directly holds 110,836 shares of Broadcom common stock. This figure comes from the Form 4 entry showing total shares following the non-derivative gift transaction on April 8, 2026.

What indirect Broadcom (AVGO) holdings does the CEO have via a trust?

The Form 4 shows an indirect holding of 775,638 shares of Broadcom common stock labeled as owned “By Trust.” This reflects shares held through a trust arrangement rather than directly in the CEO’s own name.

Does this Broadcom (AVGO) Form 4 reflect an open-market sale by the CEO?

No, the transaction is coded as a bona fide gift with a price of $0.0000 per share. That indicates a gratuitous transfer, not an open-market sale or purchase, so no trading price or proceeds are reported.

How many total gift transactions are reported in this Broadcom (AVGO) filing?

The filing’s summary shows one gift transaction involving 22,000 shares. It also notes one holding entry for indirect ownership by a trust, but no open-market buys, sells, or derivative exercises are reported in this Form 4.