Broadcom (NASDAQ: AVGO) CFO sells 60K shares to cover RSU taxes

Rhea-AI Filing Summary

Broadcom Inc. Chief Financial Officer and Chief Accounting Officer Kirsten M. Spears reported a series of open-market sales of Common Stock on March 16–17, 2026, totaling 60,154 shares at prices generally in the low $320s per share.

Footnotes state these sales were executed automatically to cover withholding taxes due upon the vesting of restricted stock units rather than discretionary selling. Her reported holdings continue to include 90,000 RSUs and 37 shares acquired under Broadcom’s Employee Stock Purchase Plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spears Kirsten M.

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/16/2026		S		120(1)	D	$321.463(2)	387,794(3)(4)	D
Common Stock, $0.001 par value	03/16/2026		S		1,170(1)	D	$322.83(5)	386,624(3)	D
Common Stock, $0.001 par value	03/16/2026		S		2,394(1)	D	$323.792(6)	384,230(3)	D
Common Stock, $0.001 par value	03/16/2026		S		5,163(1)	D	$324.736(7)	379,067(3)	D
Common Stock, $0.001 par value	03/16/2026		S		3,776(1)	D	$325.842(8)	375,291(3)	D
Common Stock, $0.001 par value	03/16/2026		S		3,305(1)	D	$326.786(9)	371,986(3)	D
Common Stock, $0.001 par value	03/16/2026		S		5,147(1)	D	$327.78(10)	366,839(3)	D
Common Stock, $0.001 par value	03/16/2026		S		2,787(1)	D	$328.524(11)	364,052(3)	D
Common Stock, $0.001 par value	03/17/2026		S		3,715(1)	D	$318.05(12)	360,337(3)	D
Common Stock, $0.001 par value	03/17/2026		S		3,290(1)	D	$318.903(13)	357,047(3)	D
Common Stock, $0.001 par value	03/17/2026		S		6,604(1)	D	$320.094(14)	350,443(3)	D
Common Stock, $0.001 par value	03/17/2026		S		4,890(1)	D	$320.985(15)	345,553(3)	D
Common Stock, $0.001 par value	03/17/2026		S		5,289(1)	D	$322.034(16)	340,264(3)	D
Common Stock, $0.001 par value	03/17/2026		S		5,255(1)	D	$323.013(17)	335,009(3)	D
Common Stock, $0.001 par value	03/17/2026		S		2,058(1)	D	$324.123(18)	332,951(3)	D
Common Stock, $0.001 par value	03/17/2026		S		3,032(1)	D	$324.98(19)	329,919(3)	D
Common Stock, $0.001 par value	03/17/2026		S		1,679(1)	D	$326.037(20)	328,240(3)	D
Common Stock, $0.001 par value	03/17/2026		S		480(1)	D	$326.742(21)	327,760(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.

2. Transaction executed in multiple trades at prices ranging from $321.18 to $321.61 per share.

3. Includes 90,000 RSUs.

4. Includes 37 shares acquired under the Issuer 's Employee Stock Purchase Plan on March 13, 2026.

5. Transaction executed in multiple trades at prices ranging from $322.28 to $323.24 per share.

6. Transaction executed in multiple trades at prices ranging from $323.29 to $324.28 per share.

7. Transaction executed in multiple trades at prices ranging from $324.29 to $325.27 per share.

8. Transaction executed in multiple trades at prices ranging from $325.29 to $326.28 per share.

9. Transaction executed in multiple trades at prices ranging from $326.29 to $327.24 per share.

10. Transaction executed in multiple trades at prices ranging from $327.29 to $328.28 per share.

11. Transaction executed in multiple trades at prices ranging from $328.29 to $329.11 per share.

12. Transaction executed in multiple trades at prices ranging from $317.51 to $318.50 per share.

13. Transaction executed in multiple trades at prices ranging from $318.51 to $319.50 per share.

14. Transaction executed in multiple trades at prices ranging from $319.54 to $320.53 per share.

15. Transaction executed in multiple trades at prices ranging from $320.54 to $321.52 per share.

16. Transaction executed in multiple trades at prices ranging from $321.55 to $322.53 per share.

17. Transaction executed in multiple trades at prices ranging from $322.55 to $323.54 per share.

18. Transaction executed in multiple trades at prices ranging from $323.56 to $324.55 per share.

19. Transaction executed in multiple trades at prices ranging from $324.57 to $325.53 per share.

20. Transaction executed in multiple trades at prices ranging from $325.58 to $326.53 per share.

21. Transaction executed in multiple trades at prices ranging from $326.58 to $327.01 per share.

Remarks:

	/s/ Noelle Matteson, Attorney-In-Fact for Kirsten Spears	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Broadcom (AVGO) CFO Kirsten Spears report in this Form 4?

Broadcom CFO Kirsten M. Spears reported multiple open-market sales of Common Stock on March 16–17, 2026, totaling 60,154 shares. Footnotes explain the transactions were automatic sales to cover withholding taxes triggered by the vesting of restricted stock units (RSUs).

How many Broadcom (AVGO) shares did the CFO sell and at what prices?

Kirsten Spears sold a total of 60,154 Broadcom Common Stock shares in 18 transactions. Reported weighted average sale prices per share ranged roughly from the high $310s to the mid-$320s, with specific ranges disclosed in detailed trade-price footnotes for each transaction group.

Why were the Broadcom (AVGO) shares sold by the CFO according to the filing?

The filing states the shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units. This indicates the sales were tax-related and required under the terms of the relevant RSU awards, not discretionary portfolio trades.

What ongoing equity interests does the Broadcom (AVGO) CFO still hold?

Footnotes indicate Kirsten Spears’ position continues to include 90,000 restricted stock units and 37 shares acquired under Broadcom’s Employee Stock Purchase Plan on March 13, 2026. These holdings represent continuing equity exposure beyond the reported tax-related share sales.

Were the Broadcom (AVGO) CFO’s share sales executed in single or multiple trades?

Each reported sale line reflects transactions executed in multiple trades within specified price ranges. Footnotes list detailed bands, such as trades from $321.18 to $321.61 per share, and state that full trade-level information is available to the SEC staff and shareholders upon request.