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Mission Produce (AVO) GC reports RSU grant and tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Mission Produce General Counsel and Secretary Joanne C. Wu reported several equity compensation transactions in company stock. On January 5 and 6, 2026, a total of 8,871 shares of common stock were withheld by Mission Produce to cover Wu’s tax obligations upon vesting of previously granted restricted stock units, at prices of $11.59 and $11.66 per share. After these withholding transactions, her directly held beneficial ownership changed to 57,877 and then 65,775 shares at different points, as reflected in the filing.

On January 6, 2026, Wu also received a grant of 16,421 restricted stock units under the 2020 Incentive Award Plan at a price of $0 per unit, increasing her directly owned common stock position to 74,298 shares. Each RSU represents a contingent right to receive one share of common stock, vesting in three equal installments on January 6, 2027, 2028, and 2029, subject to her continued employment on each vesting date.

Positive

  • None.

Negative

  • None.
Insider Wu Joanne C
Role General Counsel and Secretary
Type Security Shares Price Value
Tax Withholding COMMON STOCK 4,058 $11.66 $47K
Tax Withholding COMMON STOCK 3,085 $11.66 $36K
Grant/Award COMMON STOCK 16,421 $0.00 --
Tax Withholding COMMON STOCK 4,813 $11.59 $56K
Holdings After Transaction: COMMON STOCK — 65,775 shares (Direct)
Footnotes (1)
  1. These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on January 6, 2026 of restricted stock units held by the reporting person. These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on January 5, 2026 of restricted stock units held by the reporting person. Represents restricted stock units ("RSUs") granted under the 2020 Incentive Award Plan. Each RSU represents the contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in three equal installments on each of January 6, 2027, 2028, and 2029, subject to the Reporting Person's continued employment on each applicable vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Joanne C
(Last) (First) (Middle)
2710 CAMINO DEL SOL
(Street)
OXNARD CA 93030
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc. [ AVO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 01/06/2026 F 4,058(1) D $11.66 65,775 D
COMMON STOCK 01/05/2026 F 4,813(2) D $11.59 60,962 D
COMMON STOCK 01/06/2026 F 3,085(1) D $11.66 57,877 D
COMMON STOCK 01/06/2026 A 16,421(3) A $0 74,298 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on January 6, 2026 of restricted stock units held by the reporting person.
2. These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on January 5, 2026 of restricted stock units held by the reporting person.
3. Represents restricted stock units ("RSUs") granted under the 2020 Incentive Award Plan. Each RSU represents the contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in three equal installments on each of January 6, 2027, 2028, and 2029, subject to the Reporting Person's continued employment on each applicable vesting date.
Remarks:
Joanne C. Wu 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Mission Produce (AVO) report for Joanne C. Wu?

The filing shows that Joanne C. Wu, General Counsel and Secretary of Mission Produce, had company common shares withheld to cover tax obligations tied to RSU vesting on January 5, 2026 and January 6, 2026, and received a new grant of restricted stock units on January 6, 2026.

How many Mission Produce shares were withheld for Joanne Wu’s taxes?

The filing reports that 4,813 shares were withheld on January 5, 2026 at $11.59 per share, and 4,058 plus 3,085 shares were withheld on January 6, 2026 at $11.66 per share, all to satisfy tax withholding obligations related to RSU vesting.

What new equity award did Joanne Wu receive from Mission Produce (AVO)?

On January 6, 2026, Joanne Wu received 16,421 restricted stock units (RSUs) under the 2020 Incentive Award Plan at a price of $0 per unit, with each RSU representing the contingent right to receive one share of Mission Produce common stock.

When do Joanne Wu’s new Mission Produce RSUs vest?

The 16,421 RSUs granted to Joanne Wu vest in three equal installments on January 6, 2027, January 6, 2028, and January 6, 2029, subject to her continued employment with Mission Produce on each vesting date.

How many Mission Produce shares did Joanne Wu own after these Form 4 transactions?

After the reported transactions on January 6, 2026, Joanne Wu directly beneficially owned 74,298 shares of Mission Produce common stock, as disclosed in the filing.

What role does Joanne C. Wu hold at Mission Produce (AVO)?

The filing identifies Joanne C. Wu as an officer of Mission Produce, serving as General Counsel and Secretary, and not as a director or 10% owner.