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Mission Produce (AVO) director granted RSUs and merger shares in Calavo deal

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mission Produce director Kathleen M. Holmgren reported equity awards linked to the Calavo merger and board compensation. On May 28, 2026, she acquired 26,384 shares of Mission Produce common stock, received under the Agreement and Plan of Merger with Calavo Growers. She also received a grant of 7,440 restricted stock units under the Non-Employee Director Compensation Program, with each RSU representing one share of common stock. These RSUs vest in full on the earlier of the one-year anniversary of the grant date or the next annual meeting, subject to her continued service. Following these transactions, Holmgren directly holds 33,824 shares of common stock and 7,440 RSUs.

Positive

  • None.

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Insider HOLMGREN KATHLEEN M
Role null
Type Security Shares Price Value
Grant/Award COMMON STOCK 7,440 $0.00 --
Grant/Award COMMON STOCK 26,384 $0.00 --
Holdings After Transaction: COMMON STOCK — 7,440 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. Represents 26,384 shares of Mission Produce, Inc. (Mission Produce) common stock received by the Reporting Person pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of January 14, 2026, by and among Calavo Growers, Inc. (Calavo), Mission Produce, Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.
Merger shares received 26,384 shares Mission Produce common stock received via Calavo merger conversion
RSU grant size 7,440 RSUs Non-Employee Director Compensation Program grant on May 28, 2026
Post-transaction common shares 33,824 shares Common stock directly held after reported transactions
Calavo cash consideration $14.85 per share Cash portion of consideration for each Calavo share in merger
Stock exchange ratio 0.9790 shares Mission Produce shares per Calavo share under merger agreement
restricted stock units (RSUs) financial
"Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Non-Employee Director Compensation Program financial
"RSUs granted pursuant to the Non-Employee Director Compensation Program."
Agreement and Plan of Merger financial
"received by the Reporting Person pursuant to the Agreement and Plan of Merger (the Merger Agreement)"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
First Effective Time financial
"Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement)"
contingent right financial
"Each RSU represents a contingent right to receive one share of Common Stock."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOLMGREN KATHLEEN M

(Last)(First)(Middle)
2710 CAMINO DEL SOL

(Street)
OXNARD CALIFORNIA 93030

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc. [ AVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK05/28/2026A7,440(1)A$07,440D
COMMON STOCK05/28/2026A26,384A$0(2)33,824D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date.
2. Represents 26,384 shares of Mission Produce, Inc. (Mission Produce) common stock received by the Reporting Person pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of January 14, 2026, by and among Calavo Growers, Inc. (Calavo), Mission Produce, Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.
Remarks:
/s/ Joanne C. Wu, Attorney-in-Fact for Kathleen M. Holmgren05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Mission Produce (AVO) director Kathleen Holmgren report?

Director Kathleen Holmgren reported acquiring 26,384 Mission Produce common shares and 7,440 restricted stock units. The shares were received through the Calavo merger, while the RSUs were granted under the Non-Employee Director Compensation Program as equity-based board compensation.

How many Mission Produce (AVO) shares does Kathleen Holmgren hold after these transactions?

After these transactions, Kathleen Holmgren directly holds 33,824 shares of Mission Produce common stock and 7,440 restricted stock units. The RSUs each represent a contingent right to receive one additional share of common stock upon vesting, increasing her potential equity exposure.

What are the terms of Kathleen Holmgren’s restricted stock units in Mission Produce (AVO)?

Holmgren’s restricted stock units were granted under the Non-Employee Director Compensation Program. Each RSU equals one Mission Produce common share and vests in full on the earlier of the one-year anniversary of the grant date or the next annual meeting, subject to continued board service.

How did the Calavo Growers merger affect Kathleen Holmgren’s Mission Produce (AVO) holdings?

Under the Calavo–Mission Produce merger agreement, each Calavo share converted into Mission Produce stock and cash. Holmgren received 26,384 Mission Produce common shares as part of this conversion, plus related cash consideration, reflecting her prior Calavo equity position under the merger terms.

What consideration did Calavo shareholders receive in the merger with Mission Produce (AVO)?

Under the merger agreement, each Calavo common share converted into the right to receive 0.9790 Mission Produce common shares plus $14.85 in cash, without interest, with cash also paid in lieu of fractional shares. This structure combined stock and cash consideration for Calavo investors.

Are Kathleen Holmgren’s recent Mission Produce (AVO) transactions open‑market purchases or compensation-related?

The reported transactions are compensation and merger-related, not open‑market buys. She received 26,384 shares through the Calavo merger conversion and 7,440 restricted stock units as a board compensation grant, both recorded at a transaction price of zero per share in the filing.