AvePoint officer proposes roughly $438K share sale

The listed shares are sourced from the Brian M Brown Rev Trust U/A 8/8/13 and routed through Rockefeller Financial for sale on NASDAQ.

Rhea-AI Filing Summary

AvePoint, Inc. officer Brian Michael Brown reported a proposed sale of 28,894 common shares through Rockefeller Financial on NASDAQ, with an approximate market value of $437,738.32 and a stated sale date of October 6, 2026. The shares are being sold from the Brian M Brown Rev Trust U/A 8/8/13.

Key Figures

Common shares proposed for sale: 28,894 shares Approximate market value: $437,738.32 Shares outstanding: 211,565,426 shares +2 more

5 metrics

Common shares proposed for sale 28,894 shares Stated sale date: October 6, 2026

Approximate market value $437,738.32 Proposed sale

Shares outstanding 211,565,426 shares AvePoint common shares

Shares acquired as restricted stock units 28,568 shares July 7, 2022

Shares acquired as restricted stock units 326 shares September 13, 2025

Key Terms

Restricted Stock Unit, Rule 144, attorney-in-fact

3 terms

Restricted Stock Unit financial

"Restricted Stock Unit | Issuer"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

attorney-in-fact regulatory

"as attorney-in-fact for Brian Michael Brown"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVPT shares did Brian Michael Brown report for sale?

The notice lists a proposed sale of 28,894 AvePoint common shares from the Brian M Brown Rev Trust U/A 8/8/13, for Brian Michael Brown, at an approximate market value of $437,738.32. The stated sale date is October 6, 2026.

How were the AVPT shares reported for sale acquired?

The shares listed for sale comprise 28,568 shares acquired as restricted stock units on July 7, 2022, and 326 shares acquired as restricted stock units on September 13, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 04:27 PM Accepted by SEC EDGAR 10/06/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865783
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AvePoint, Inc.
SEC File Number	001-39048
Address of Issuer	525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NEW JERSEY 07310
Phone	(201) 793-1111
Name of Person for Whose Account the Securities are To Be Sold	Brown Brian Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	28894	437738.32	211565426	10/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/07/2022	Restricted Stock Unit	Issuer			28568	07/07/2022	Compensation
Common	09/13/2025	Restricted Stock Unit	Issuer			326	09/13/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/14/2026	8369	108828.96
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/15/2026	31631	417028.16
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/28/2026	4824	63094.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/29/2026	5176	67590.28
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/24/2026	10000	132961.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/27/2026	60000	850163.49
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	09/23/2026	10000	130727.60
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	09/30/2026	10000	141122.60

144: Remarks and Signature

Remarks	Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Date of Notice	10/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel Gardea as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)