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AvePoint (AVPT) SEC Filings

AVPT NASDAQ

AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.

Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.

Rhea-AI Summary

AvePoint, Inc. (AVPT) Chief Legal Officer and director Brian Michael Brown’s trust, the Brian M. Brown Revocable Trust, sold 35,000 shares on October 23, 2026, at $16.42 per share. The reported position held by the trust following the sale was 224,604 shares. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted December 16, 2025. Brown may be deemed to beneficially own the trust-held shares but disclaims beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Impact
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-2.31%
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Rhea-AI Summary

AvePoint, Inc. officer Brian Michael Brown reported an intended sale from the Brian M. Brown Rev Trust of 35,000 common shares, with an aggregate market value of $574,558.20 and October 23, 2026 listed as the approximate sale date. The notice identifies 30,000 shares as compensation through an ISO and 5,000 as compensation through restricted stock units. It also lists earlier sales by the trust from July 28 through October 20, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
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2.06%
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other
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Rhea-AI Summary

AvePoint, Inc. (AVPT) reports that the Brian M. Brown Revocable Trust sold 72,606 common shares on October 20, 2026, at $15.26 per share, and 3,500 shares on October 16, 2026, at $15.20 per share. Both sales were made under a Rule 10b5-1 trading plan adopted by Brian Michael Brown, the company’s Chief Legal Officer, on December 16, 2025. Brown is a trustee and may be deemed to beneficially own the shares, but disclaims beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
3.22%
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insider
Rhea-AI Summary

AvePoint, Inc. (AVPT) lists a proposed sale of 72,606 common shares for Brian Michael Brown, an officer, from the Brian M Brown Rev Trust. The notice gives an aggregate market value of $1,108,064.85 and identifies Rockefeller Financial as the broker. The shares are associated with restricted stock unit awards dated July 7, 2022 (50,674 shares) and December 20, 2024 (21,932 shares).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
3.22%
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other
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Rhea-AI Summary

AvePoint, Inc. (AVPT) officer Brian Michael Brown reported a proposed sale of 3,500 common shares held by Brian M Brown Rev Trust U/A 8/8/13, with an aggregate market value of $53,214.00 and an approximate sale date of October 16, 2026. Rockefeller Financial is listed in connection with the sale. The shares are identified as restricted stock units acquired from the issuer on July 7, 2022, as compensation.

Rhea-AI Impact
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-3.63%
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Rhea-AI Summary

AvePoint, Inc. reported that the Brian M. Brown Revocable Trust sold 28,894 common shares on October 6, 2026, at $15.15 per share. The reported post-sale position was 335,710 shares held indirectly through the trust. The sale was effected under a Rule 10b5-1 trading plan adopted by Chief Legal Officer and director Brian Michael Brown on December 16, 2025; Brown disclaimed beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
1.53%
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insider
Rhea-AI Summary

AvePoint, Inc. officer Brian Michael Brown reported a proposed sale of 28,894 common shares through Rockefeller Financial on NASDAQ, with an approximate market value of $437,738.32 and a stated sale date of October 6, 2026. The shares are being sold from the Brian M Brown Rev Trust U/A 8/8/13.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-2.12%
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other
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Rhea-AI Summary

AvePoint, Inc. reported that the Brian M. Brown Revocable Trust sold 10,000 shares of AvePoint common stock on September 30, 2026, at $14.11 per share. The reported post-sale position was 364,604 shares held indirectly through the trust. Brian Michael Brown, AvePoint’s Chief Legal Officer, is a trustee and may be deemed to beneficially own the shares; he disclaims beneficial ownership except to the extent of his pecuniary interest. The sale was made under a Rule 10b5-1 trading plan adopted by Brown on December 16, 2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
4.19%
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insider
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Rhea-AI Summary

AvePoint, Inc. (AVPT) has a notice for the proposed sale of 10,000 common shares for Brian Michael Brown, identified as an officer. The listed aggregate market value is $141,122.60, and September 30, 2026 is listed as the approximate sale date. The notice names Rockefeller Financial as broker and states that the shares are being sold from Brian M Brown Rev Trust U/A 8/8/13.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.00%
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other
Rhea-AI Summary

AvePoint, Inc. (AVPT) reports that the Brian M. Brown Revocable Trust sold 10,000 shares of common stock at $13.07 per share on September 23, 2026. Brian Michael Brown, the company's Chief Legal Officer and a director, is a trustee of the trust. The sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025. The reported indirect position following the sale was 374,604 shares. Brown disclaims beneficial ownership of the trust-held shares except to the extent of his pecuniary interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
5.15%
Tags
insider

FAQ

How many AvePoint (AVPT) SEC filings are available on StockTitan?

StockTitan tracks 132 SEC filings for AvePoint (AVPT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AvePoint (AVPT)?

The most recent SEC filing for AvePoint (AVPT) was filed on October 26, 2026.