Welcome to our dedicated page for Avepoint SEC filings (Ticker: AVPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.
Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.
AvePoint, Inc. Chief Executive Officer Tianyi Jiang reported two tax-withholding dispositions of common stock tied to equity compensation vesting. On these transactions, a total of 4,392 shares of common stock were withheld at a price of $10.74 per share to cover income tax obligations, rather than sold in open-market trades. Following these routine withholding events, Jiang directly holds about 2,291,498 shares of AvePoint common stock and vested or unvested restricted stock units.
AvePoint, Inc. Executive Chairman Xunkai Gong reported two exempt tax-withholding transactions in the company’s common stock. On June 5, 2026, a total of 5,708 shares were disposed of through issuer share withholding at $10.74 per share to satisfy income tax obligations tied to equity awards granted under the 2021 Equity Incentive Plan.
These Form 4 entries are coded "F" and described as payment of tax liability by delivering or withholding securities under Rule 16b-3, and the footnotes state they do not represent discretionary trades. Following the transactions, Gong’s direct holdings, including common shares and vested and unvested RSUs, remained in the high hundreds of thousands of shares.
AvePoint, Inc. Chief Financial Officer Caci James reported tax-related share dispositions tied to equity compensation. On June 5, 2026, a total of 5,714 shares of common stock were withheld at $10.74 per share to satisfy income tax obligations on vested awards, as described as an exempt transaction under Rule 16b-3. These withholdings were not discretionary market sales by the executive, and James continues to hold 708,251 shares of AvePoint common stock directly, including both non-RSU shares and vested and unvested RSUs.
AvePoint, Inc. reported that Chief Legal Officer Brian Michael Brown had shares of common stock withheld to cover tax obligations tied to equity awards. On June 5, 2026, a total of 4,094 shares of common stock were disposed of at $10.74 per share in three transactions coded "F" for tax-withholding dispositions. The filing explains these were exempt transactions used to satisfy income tax withholding on vested securities under the 2021 Equity Incentive Plan and were not discretionary market sales. Brown continues to hold AvePoint common stock and restricted stock units following these withholding events.
AvePoint, Inc. director and Chief Legal Officer Brian Michael Brown reported an exempt tax-withholding transaction related to equity compensation. On this event, 27 shares of common stock were withheld at $10.89 per share to satisfy tax obligations. Following the withholding, he directly holds 820,151 shares of common stock, including both non-RSU shares and vested and unvested RSUs granted under AvePoint’s 2021 Equity Incentive Plan.
Epstein Jeff reported acquisition or exercise transactions in this Form 4 filing.
AvePoint, Inc. director Jeff Epstein received a grant of 16,493 shares of common stock in the form of restricted stock units (RSUs) valued at $11.52 per share. This is a compensation-related award, not an open-market purchase.
According to the terms, 100% of these RSUs will vest on June 1, 2027, conditional on his continued service with the company through that date. After this grant, Epstein directly holds a total of 1,184,128 shares of AvePoint common stock, including RSUs.
Ho John Chi On reported acquisition or exercise transactions in this Form 4 filing.
AvePoint, Inc. director John Chi On Ho received a grant of 16,493 shares of Common Stock, represented as restricted stock units (RSUs) valued at $11.52 per share. These RSUs are compensation under the 2021 Equity Incentive Plan and are not an open-market purchase.
All of the RSUs will vest on June 1, 2027, contingent on his continued service with the company through that date. Following this award, he holds 3,749,172 shares of AvePoint common stock directly.
Teper Jeff reported acquisition or exercise transactions in this Form 4 filing.
AvePoint, Inc. director Jeff Teper received a grant of 16,493 shares of common stock in the form of restricted stock units (RSUs). The RSUs were valued at $11.52 per share for reporting purposes and were issued under AvePoint’s 2021 Equity Incentive Plan.
Each RSU represents a right to receive one share of AvePoint common stock when it vests. According to the disclosure, 100% of these RSUs will vest on June 1, 2027, provided Teper continues his service with the company through that date. Following this award, Teper now holds a total of 335,798 shares of AvePoint common stock, including RSUs.
SCHIJNS JANET reported acquisition or exercise transactions in this Form 4 filing.
AvePoint, Inc. director Janet Schijns reported an equity award of common stock in the form of restricted stock units. She was granted 16,493 RSUs at a reference price of $11.52 per share, each representing one share of common stock upon vesting.
According to the grant terms, 100% of the RSUs will vest on June 1, 2027, subject to her continued service with AvePoint through that date. After this award, Schijns holds a total of 106,294 shares of AvePoint common stock directly, including RSUs.
AvePoint, Inc. held its 2026 annual meeting of stockholders, where all three proposals described in its earlier proxy statement were approved. Stockholders re-elected three Class II directors — Brian Michael Brown, Jeff Epstein, and John Ho — to serve on the board until the 2029 annual meeting or until successors are elected and qualified.
Stockholders also approved, on a non-binding advisory basis, the compensation of the company’s named executive officers, indicating support for current executive pay practices. In addition, they ratified the audit committee’s selection of Deloitte & Touche LLP as AvePoint’s independent registered public accounting firm for the 2026 fiscal year.