AVPT insider plans sale of 8,369 common shares

AVPT has a shareholder planning to sell up to 8,369 shares of common stock through Rockefeller Financial on NASDAQ, with an aggregate value of $108,828.96 and a proposed sale date of 07/14/2026.

Accepted by SEC EDGAR 07/14/2026 - 04:16 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AVPT has a shareholder planning to sell up to 8,369 shares of common stock through Rockefeller Financial on NASDAQ, with an aggregate value of $108,828.96 and a proposed sale date of 07/14/2026. The shares come from restricted stock grants of 3,449 and 4,920 shares dated 06/05/2025 and 06/01/2025, issued as compensation.

Key Figures

Shares proposed for sale: 8,369 shares Proposed sale value: $108,828.96 Proposed sale date: 07/14/2026 +2 more

5 metrics

Shares proposed for sale 8,369 shares Common stock planned for sale through Rockefeller Financial

Proposed sale value $108,828.96 Aggregate value of common shares to be sold

Proposed sale date 07/14/2026 Date for planned NASDAQ sale of common stock

Restricted stock grant on 06/05/2025 3,449 shares Shares from 06/05/2025 restricted stock grant issued as compensation

Restricted stock grant on 06/01/2025 4,920 shares Shares from 06/01/2025 restricted stock grant issued as compensation

Key Terms

Restricted Stock Grant, Compensation, NASDAQ

3 terms

Restricted Stock Grant financial

"Common | 06/05/2025 | Restricted Stock Grant | Issuer"

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

Compensation financial

"3449 | 06/05/2025 | Compensation Common | 06/01/2025"

NASDAQ market

"212017196 | 07/14/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AVPT Form 144 notice report?

The Form 144 notice for AVPT reports a shareholder’s intent to sell 8,369 common shares on NASDAQ. The shares are held through Rockefeller Financial and originate from two restricted stock compensation grants dated June 1 and June 5, 2025.

How many AVPT shares are planned for sale under this Form 144?

The Form 144 indicates a planned sale of up to 8,369 AVPT common shares. These shares are tied to restricted stock grants of 3,449 and 4,920 shares, originally issued as compensation to the holder.

When is the planned NASDAQ sale date for AVPT shares?

The planned NASDAQ sale date for the AVPT common shares is 07/14/2026. This date reflects when the shareholder, through Rockefeller Financial, expects to begin selling the 8,369 shares under Rule 144 conditions.

What is the estimated value of AVPT shares to be sold?

The Form 144 lists an aggregate value of $108,828.96 for the 8,369 AVPT common shares proposed for sale. This value provides an approximate dollar amount for the intended disposition through NASDAQ.

From which grants do the AVPT shares being sold originate?

The shares proposed for sale come from two Restricted Stock Grants dated 06/01/2025 and 06/05/2025. These grants cover 4,920 and 3,449 shares respectively and were issued as compensation by the issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865783
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AvePoint, Inc.
SEC File Number	001-39048
Address of Issuer	525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NEW JERSEY 07310
Phone	(201) 793-1111
Name of Person for Whose Account the Securities are To Be Sold	Brown Brian Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	8369	108828.96	212017196	07/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/05/2025	Restricted Stock Grant	Issuer			3449	06/05/2025	Compensation
Common	06/01/2025	Restricted Stock Grant	Issuer			4920	06/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Date of Notice	07/14/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Caremn Zamores as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)