31,631 AvePoint (NASDAQ: AVPT) shares flagged in Form 144 sale

Rhea-AI Filing Summary

AvePoint Inc. has a Form 144 notice describing a proposed sale of 31,631 shares of its common stock, with an associated value of 417,028.16, expected around July 15, 2026 on NASDAQ. Rockefeller Financial, based in Richmond, VA, is identified in connection with this transaction.

The disclosure links the securities to multiple restricted stock grants categorized as compensation from 2021–2025. It also reports a separate sale in the past three months of 8,369 AvePoint shares for 108,828.96 by Brian M Brown Rev Trust on July 14, 2026.

Key Figures

Planned share amount: 31,631 shares Planned sale value: 417,028.16 Recent shares sold: 8,369 shares +1 more

4 metrics

Planned share amount 31,631 shares Proposed AvePoint common stock disposition in securities information section

Planned sale value 417,028.16 Associated aggregate value for the planned common stock sale

Recent shares sold 8,369 shares AvePoint stock reported sold during the past three months

Recent sale value 108,828.96 Value of AvePoint shares sold on 07/14/2026 by Brian M Brown Rev Trust

Key Terms

Form 144, Restricted Stock Grant, Securities Sold During The Past 3 Months, Compensation

4 terms

Form 144 regulatory

"Heading "144: Securities Information" for the planned sale disclosure"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Grant financial

"Common | 06/01/2025 | Restricted Stock Grant | Issuer"

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

Compensation financial

"3978 | 06/01/2025 | Compensation"

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Available on EDGAR 07/15/2026 - 04:34 PM Accepted by SEC EDGAR 07/15/2026 - 04:34 PM Learn about SEC filing dates

FAQ

What share sale does AvePoint (AVPT) report in this Form 144 filing?

The filing lists a planned sale of 31,631 shares of AvePoint common stock, with an associated value of 417,028.16, expected to occur around July 15, 2026 on NASDAQ, based on the securities information section.

What prior three-month AvePoint (AVPT) stock sale is disclosed?

The Form 144 notes that 8,369 shares of AvePoint stock were sold on July 14, 2026 for 108,828.96. This transaction is attributed to Brian M Brown Rev Trust in the "Securities Sold During The Past 3 Months" section.

What is the source of the AVPT shares being sold under this Form 144?

The shares are tied to several Restricted Stock Grant entries labeled as Compensation, with acquisition and payment dates spanning 2021 through 2025. These grants appear in the "Securities To Be Sold" table for AvePoint common stock.

Which firm is connected with handling the AvePoint (AVPT) Form 144 sale?

The securities information section names Rockefeller Financial, with an address in Richmond, Virginia, in connection with the planned sale of AvePoint common stock, indicating the firm’s role alongside the proposed disposition on NASDAQ.

Are the AvePoint (AVPT) securities in this Form 144 common stock?

Yes. Each entry in the Form 144 tables identifies the security as Common stock, including the planned sale line, the restricted stock grant acquisitions, and the transaction reported under "Securities Sold During The Past 3 Months."

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	31631	417028.16	212017196	07/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2025	Restricted Stock Grant	Issuer			3978	06/01/2025	Compensation
Common	06/13/2025	Restricted Stock Grant	Issuer			6098	06/13/2025	Compensation
Common	06/21/2025	Restricted Stock Grant	Issuer			1881	06/21/2025	Compensation
Common	03/21/2025	Restricted Stock Grant	Issuer			1881	03/21/2025	Compensation
Common	03/01/2025	Restricted Stock Grant	Issuer			1285	03/01/2021	Compensation
Common	03/13/2025	Restricted Stock Grant	Issuer			6098	03/13/2025	Compensation
Common	07/07/2022	Restricted Stock Grant	Issuer			10410	07/07/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/14/2026	8369	108828.96

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)