AvePoint CEO has 2,914 shares withheld for taxes

AvePoint, Inc. director and Chief Executive Officer Tianyi Jiang reported a tax-related share disposition.

Rhea-AI Filing Summary

AvePoint, Inc. director and Chief Executive Officer Tianyi Jiang reported a tax-related share disposition. On June 12, 2026, 2,914 shares of common stock were withheld at $10.87 per share to satisfy income tax obligations tied to vested equity awards, an exempt transaction under Rule 16b-3 rather than an open-market sale. Following this withholding, Jiang directly holds 2,287,615 shares of AvePoint common stock, including both regular shares and restricted stock units that vest over time.

Insider Trade Summary

Exercise Price or Tax Liability: 2,914 shares

Exercise Price or Tax Liability 1 txn

Insider Jiang Tianyi

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,914	$10.87	$32K

Holdings After Transaction: Common Stock — 2,287,615 shares (Direct)

Footnotes (3)

1. F1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. F2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
3. F3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

Key Figures

Shares withheld for taxes: 2,914 shares Withholding price per share: $10.87 per share Shares held after transaction: 2,287,615 shares

3 metrics

Shares withheld for taxes 2,914 shares Tax-withholding disposition on June 12, 2026

Withholding price per share $10.87 per share Value used for tax-withholding shares

Shares held after transaction 2,287,615 shares Direct holdings after withholding, including RSUs

Key Terms

restricted stock units, RSU, Rule 16b-3, 2021 Equity Incentive Plan

4 terms

restricted stock units financial

"This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU financial

"Each RSU represents the contingent right to receive, upon vesting of the RSU, one share"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Rule 16b-3 regulatory

"issued in accordance with Rule 16b-3. The shares reported as disposed of"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

2021 Equity Incentive Plan financial

"RSUs granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AvePoint (AVPT) report for CEO Tianyi Jiang?

AvePoint CEO Tianyi Jiang reported a tax-withholding share disposition. The company withheld 2,914 shares of common stock to cover income tax obligations arising from vested equity awards, rather than executing an open-market sale by the executive.

How many AvePoint (AVPT) shares were withheld for CEO tax obligations?

AvePoint withheld 2,914 shares of common stock for CEO Tianyi Jiang’s tax obligations. The shares were valued at $10.87 each and were used to satisfy income tax withholding from the net settlement of restricted stock unit or similar equity awards.

Does the AvePoint (AVPT) Form 4 show an open-market sale by the CEO?

The Form 4 does not show an open-market sale by the CEO. Instead, it records an exempt tax-withholding disposition where AvePoint retained 2,914 shares to pay income taxes related to vesting equity, described as a non-discretionary transaction by the reporting person.

How many AvePoint (AVPT) shares does CEO Tianyi Jiang hold after this transaction?

After the tax-withholding transaction, Tianyi Jiang holds 2,287,615 AvePoint shares. This total includes both non-RSU common stock and vested and unvested restricted stock units that remain subject to previously disclosed vesting schedules under the company’s 2021 Equity Incentive Plan.

What are RSUs mentioned in the AvePoint (AVPT) insider filing?

RSUs, or restricted stock units, are equity awards that convert into common shares when vesting conditions are met. In this filing, each RSU represents the right to receive one AvePoint common share upon vesting under the company’s 2021 Equity Incentive Plan.

Why is the AvePoint (AVPT) CEO’s tax-withholding transaction described as exempt?

The CEO’s transaction is described as exempt because it falls under Rule 16b-3. The filing states the shares were withheld by AvePoint to cover tax and exercise obligations tied to equity awards, rather than reflecting a discretionary trading decision by the executive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/16/2026 - 06:38 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NEW JERSEY 07310

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	06/12/2026		F		2,914(2)	D	$10.87	2,287,615(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

	/s/ Brian Michael Brown, Attorney-in-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)