AvePoint (NASDAQ: AVPT) trust plans Rule 144 sale of 5,176 shares

Rhea-AI Filing Summary

AvePoint, Inc. insider entity Brian M Brown Rev Trust filed to sell common stock under Rule 144. The notice covers a planned sale of 5,176 shares of AvePoint common stock, with an indicated aggregate value of $67,590.28, on or after July 29, 2026 on NASDAQ.

The shares derive from a restricted stock grant received from the issuer as compensation on July 7, 2026. Over the prior three months, the same trust reported sales of 8,369, 31,631, and 4,824 AvePoint shares for total proceeds of $108,828.96, $417,028.16, and $63,094.17, respectively.

Key Figures

Planned shares to be sold: 5,176 shares Planned sale value: $67,590.28 Restricted stock grant date: 07/07/2026 +3 more

6 metrics

Planned shares to be sold 5,176 shares Common stock covered by Rule 144 notice for sale on or after July 29, 2026

Planned sale value $67,590.28 Aggregate value of 5,176 AvePoint common shares to be sold

Restricted stock grant date 07/07/2026 Compensation grant that is the source of the 5,176 shares

Sale on July 14, 2026 8,369 shares; $108,828.96 AvePoint shares sold by Brian M Brown Rev Trust during prior 3 months

Sale on July 15, 2026 31,631 shares; $417,028.16 AvePoint shares sold by Brian M Brown Rev Trust during prior 3 months

Sale on July 28, 2026 4,824 shares; $63,094.17 AvePoint shares sold by Brian M Brown Rev Trust during prior 3 months

Key Terms

Rule 144, restricted stock grant, compensation

3 terms

Rule 144 regulatory

"insider entity Brian M Brown Rev Trust filed to sell common stock under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock grant financial

"The shares derive from a restricted stock grant received from the issuer as compensation"

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

compensation financial

"restricted stock grant received from the issuer as compensation on July 7, 2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 04:09 PM Accepted by SEC EDGAR 07/29/2026 - 04:09 PM Learn about SEC filing dates

FAQ

What does AvePoint (AVPT) disclose in this Rule 144 filing?

AvePoint reports that Brian M Brown Rev Trust filed a Rule 144 notice to sell 5,176 shares of AvePoint common stock, valued at $67,590.28, beginning on or after July 29, 2026 on NASDAQ.

How many AvePoint (AVPT) shares are covered by the planned Rule 144 sale?

The planned Rule 144 transaction covers 5,176 shares of AvePoint common stock, with an indicated aggregate value of $67,590.28, expected to be sold on or after July 29, 2026 on NASDAQ.

What is the source of the AvePoint (AVPT) shares being sold under Rule 144?

The shares come from a restricted stock grant awarded by AvePoint as compensation on July 7, 2026. The filing lists this grant as the acquisition method for the 5,176 AvePoint common shares covered by the planned sale.

What AvePoint (AVPT) share sales occurred in the past three months by the same trust?

Over the past three months, Brian M Brown Rev Trust sold 8,369, 31,631, and 4,824 AvePoint shares, receiving $108,828.96, $417,028.16, and $63,094.17, respectively, on July 14, 15, and 28, 2026.

On which market are the AvePoint (AVPT) Rule 144 shares expected to be sold?

The Rule 144 notice states that the 5,176 AvePoint common shares are expected to be sold on the NASDAQ market, with an indicated aggregate value of $67,590.28 as of the planned sale date of July 29, 2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	5176	67590.28	212017196	07/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/07/2026	Restricted Stock Grant	Issuer			5176	07/07/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/14/2026	8369	108828.96
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/15/2026	31631	417028.16
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/28/2026	4824	63094.17

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)