AvePoint officer plans $575K sale of 35,000 shares

The notice identifies the compensation sources for the shares and lists earlier sales by the same trust through October 20, 2026.

Rhea-AI Filing Summary

AvePoint, Inc. officer Brian Michael Brown reported an intended sale from the Brian M. Brown Rev Trust of 35,000 common shares, with an aggregate market value of $574,558.20 and October 23, 2026 listed as the approximate sale date. The notice identifies 30,000 shares as compensation through an ISO and 5,000 as compensation through restricted stock units. It also lists earlier sales by the trust from July 28 through October 20, 2026.

Key Figures

Common shares listed for intended sale: 35,000 shares Aggregate market value: $574,558.20 Shares acquired as compensation through an ISO: 30,000 shares +1 more

4 metrics

Common shares listed for intended sale 35,000 shares From the Brian M. Brown Rev Trust; approximate sale date October 23, 2026

Aggregate market value $574,558.20 Shares listed for intended sale

Shares acquired as compensation through an ISO 30,000 shares Acquired from the issuer on September 22, 2025

Shares acquired as compensation through restricted stock units 5,000 shares Acquired from the issuer on December 20, 2024

Key Terms

Rule 144, ISO, Restricted Stock Unit

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

ISO financial

"09/22/2025 | ISO | Issuer"

An ISO is an incentive stock option, a form of employee benefit that lets workers buy company shares at a set price after a waiting period. It matters to investors because issuing ISOs can dilute existing shares and aligns employee incentives with long-term stock performance—think of it like giving employees coupons to buy future stock at today’s price, which can motivate growth but increase share count when used.

Restricted Stock Unit financial

"Restricted Stock Unit | Issuer"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVPT shares does Brian Michael Brown's trust intend to sell?

The notice lists an intended sale of 35,000 AVPT common shares from the Brian M. Brown Rev Trust, with an aggregate market value of $574,558.20 and October 23, 2026 as the approximate sale date.

How were the AVPT shares listed for sale acquired?

The notice lists 30,000 common shares acquired from the issuer as compensation through an ISO on September 22, 2025, and 5,000 common shares acquired from the issuer as compensation through restricted stock units on December 20, 2024.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/23/2026 - 04:23 PM EDT Accepted by SEC EDGAR 10/23/2026 - 04:22 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865783
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AvePoint, Inc.
SEC File Number	001-39048
Address of Issuer	525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NEW JERSEY 07310
Phone	(201) 793-1111
Name of Person for Whose Account the Securities are To Be Sold	Brown Brian Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	35000	574558.20	211565426	10/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2025	ISO	Issuer			30000	09/22/2025	Compensation
Common	12/20/2024	Restricted Stock Unit	Issuer			5000	12/20/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/28/2026	4824	63094.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/29/2026	5176	67590.28
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/24/2026	10000	132961.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/27/2026	60000	850163.49
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	09/23/2026	10000	130727.60
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	09/30/2026	10000	141122.60
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	10/06/2026	28894	437738.32
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	10/16/2026	3500	53214.00
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	10/20/2026	72606	1108064.85

144: Remarks and Signature

Remarks	Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Date of Notice	10/23/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Carmen Zamores as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)