Welcome to our dedicated page for AvePoint SEC filings (Ticker: AVPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.
Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.
AvePoint, Inc. director and 10% owner Gong Xunkai reported a non-derivative disposition of 10,572 common shares on 08/29/2025 at a price of $16.36 per share. The filing states this was an exempt transaction where the company withheld shares to satisfy tax withholding obligations related to the net settlement of restricted stock units (RSUs). After the withholding, the reporting person beneficially owned 757,155 shares (including vested and unvested RSUs previously disclosed). The disposition is described as administrative and not a discretionary sale by the reporting person.
AvePoint insider transaction by CEO/director and 10% owner Jiang Tianyi shows a net settlement of restricted stock units on 08/29/2025. The filing reports 7,654 shares disposed at a price of $16.36 withheld to satisfy tax obligations arising from vesting/exercise under the 2021 Equity Incentive Plan. After this withholding, the reporting person beneficially owned 559,254 shares, which includes vested and unvested RSUs previously reported on Form 4 filings in 2021–2025. The transaction is reported as an exempt in-kind withholding under Rule 16b-3 and appears to be an administrative, non-discretionary net settlement.
AvePoint, Inc. insider sale notice: The filing reports a proposed sale of 35,000 shares of common stock by a person associated with AVPT through Rockefeller Financial with an aggregate market value of $540,484.90, with an approximate sale date of 08/25/2025. The shares were acquired as a restricted stock grant on 07/07/2022 and were granted as compensation. The issuer has 211,926,808 shares outstanding. The filer previously sold three blocks of 35,000 shares on 05/23/2025, 06/23/2025 and 07/23/2025 with gross proceeds of $635,482.33, $638,057.00 and $654,941.73 respectively. The signer represents no undisclosed material adverse information and notes Rule 144 sale reporting requirements.
AvePoint, Inc. (AVPT) insider transaction summary: Chief Legal Officer and director Brian Michael Brown reported a sale of 35,000 shares of common stock on 08/25/2025 at a price of $15.47 per share. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted December 18, 2024.
Following the reported sale, Mr. Brown beneficially owns 1,155,443 shares, a total that the form clarifies includes both non-RSU common stock and aggregate vested and unvested RSUs subject to previously disclosed vesting schedules. The Form 4 is signed and dated 08/27/2025.
AvePoint, Inc. (AVPT) Form 4: Chief Legal Officer & Director Brian Michael Brown disposed of 35,000 common shares on 07/23/2025 at $18.74, generating roughly $656 k in gross proceeds. The sale was executed under a Rule 10b5-1 trading plan adopted 12/18/2024, indicating it was pre-scheduled rather than discretionary.
After the transaction Brown still beneficially owns 1,190,443 shares (combining non-RSU stock and vested/unvested RSUs) held directly. No derivative securities were exercised or disposed. Brown continues to serve as both Chief Legal Officer and a Director, preserving substantial equity alignment with shareholders despite the sale. The filing contains no company-level financial data; its relevance is limited to insider-sentiment considerations.
AvePoint CEO and Director Tianyi Jiang has reported a charitable gift transaction of 22,300 shares at $19.08 per share to Cornell University on June 24, 2025. This represents the second installment of a five-part charitable giving commitment extending through June 2028, with each annual gift valued at minimum $400,000.
Following the transaction, Jiang maintains beneficial ownership of 566,908 shares, held directly. This position includes both common stock and restricted stock units (RSUs) granted under the company's 2021 Equity Incentive Plan, subject to previously reported vesting schedules.
Key transaction details:
- Transaction Type: Charitable Gift (Code G)
- Reporting Person's Role: CEO, Director, and 10% Owner
- Gift Commitment: Part of planned annual donations through 2028
- Securities Type: Common Stock and RSUs