Welcome to our dedicated page for Avepoint SEC filings (Ticker: AVPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.
Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.
AvePoint, Inc. director and Chief Executive Officer Tianyi Jiang reported a tax-related share disposition. On June 12, 2026, 2,914 shares of common stock were withheld at $10.87 per share to satisfy income tax obligations tied to vested equity awards, an exempt transaction under Rule 16b-3 rather than an open-market sale. Following this withholding, Jiang directly holds 2,287,615 shares of AvePoint common stock, including both regular shares and restricted stock units that vest over time.
AvePoint, Inc. Executive Chairman Xunkai Gong reported a routine tax-related share disposition. On June 12, 2026, 3,788 shares of common stock were withheld at $10.87 per share to satisfy income tax obligations tied to equity vesting under the company’s 2021 Equity Incentive Plan.
After this non-discretionary withholding, Gong directly holds 919,590 shares of AvePoint common stock, including both non-RSU shares and vested and unvested restricted stock units subject to previously disclosed vesting schedules.
AvePoint, Inc. Chief Financial Officer James Caci reported routine, non-market transactions related to equity compensation. On June 12, 2026, a total of 8,637 shares of common stock were disposed of at $10.87 per share to satisfy income tax withholding obligations on vested awards under the 2021 Equity Incentive Plan. The footnotes state these are exempt transactions under Rule 16b-3 and do not represent discretionary trading decisions. Reported holdings include both common stock and vested and unvested RSUs subject to previously disclosed vesting schedules.
AvePoint, Inc. reported a routine insider tax-withholding event involving its Chief Legal Officer, Brian Michael Brown. On June 12, 2026, a total of 6,885 shares of AvePoint common stock were disposed of at $10.87 per share in two transactions coded "F." According to the disclosure, these shares were withheld by the company to satisfy income tax obligations tied to the vesting or settlement of equity awards granted under AvePoint's 2021 Equity Incentive Plan, in an exempt transaction under Rule 16b-3. The filing notes that this represents payment of tax liability by delivering or withholding securities and does not represent a discretionary market transaction by the reporting person.
AvePoint, Inc. Chief Executive Officer Tianyi Jiang reported two tax-withholding dispositions of common stock tied to equity compensation vesting. On these transactions, a total of 4,392 shares of common stock were withheld at a price of $10.74 per share to cover income tax obligations, rather than sold in open-market trades. Following these routine withholding events, Jiang directly holds about 2,291,498 shares of AvePoint common stock and vested or unvested restricted stock units.
AvePoint, Inc. Executive Chairman Xunkai Gong reported two exempt tax-withholding transactions in the company’s common stock. On June 5, 2026, a total of 5,708 shares were disposed of through issuer share withholding at $10.74 per share to satisfy income tax obligations tied to equity awards granted under the 2021 Equity Incentive Plan.
These Form 4 entries are coded "F" and described as payment of tax liability by delivering or withholding securities under Rule 16b-3, and the footnotes state they do not represent discretionary trades. Following the transactions, Gong’s direct holdings, including common shares and vested and unvested RSUs, remained in the high hundreds of thousands of shares.
AvePoint, Inc. Chief Financial Officer Caci James reported tax-related share dispositions tied to equity compensation. On June 5, 2026, a total of 5,714 shares of common stock were withheld at $10.74 per share to satisfy income tax obligations on vested awards, as described as an exempt transaction under Rule 16b-3. These withholdings were not discretionary market sales by the executive, and James continues to hold 708,251 shares of AvePoint common stock directly, including both non-RSU shares and vested and unvested RSUs.
AvePoint, Inc. reported that Chief Legal Officer Brian Michael Brown had shares of common stock withheld to cover tax obligations tied to equity awards. On June 5, 2026, a total of 4,094 shares of common stock were disposed of at $10.74 per share in three transactions coded "F" for tax-withholding dispositions. The filing explains these were exempt transactions used to satisfy income tax withholding on vested securities under the 2021 Equity Incentive Plan and were not discretionary market sales. Brown continues to hold AvePoint common stock and restricted stock units following these withholding events.
AvePoint, Inc. director and Chief Legal Officer Brian Michael Brown reported an exempt tax-withholding transaction related to equity compensation. On this event, 27 shares of common stock were withheld at $10.89 per share to satisfy tax obligations. Following the withholding, he directly holds 820,151 shares of common stock, including both non-RSU shares and vested and unvested RSUs granted under AvePoint’s 2021 Equity Incentive Plan.
Epstein Jeff reported acquisition or exercise transactions in this Form 4 filing.
AvePoint, Inc. director Jeff Epstein received a grant of 16,493 shares of common stock in the form of restricted stock units (RSUs) valued at $11.52 per share. This is a compensation-related award, not an open-market purchase.
According to the terms, 100% of these RSUs will vest on June 1, 2027, conditional on his continued service with the company through that date. After this grant, Epstein directly holds a total of 1,184,128 shares of AvePoint common stock, including RSUs.