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AVPT Insider Filing: 1,547 Shares Withheld by Chief Legal Officer

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 overview

On 06/20/2025, AvePoint, Inc. (AVPT) Chief Legal Officer and director Brian Michael Brown reported an exempt disposition of 1,547 common shares (transaction code F) at a price of $17.96 per share. The shares were withheld by the issuer to satisfy income-tax obligations related to equity compensation under Rule 16b-3, so the filing does not reflect an open-market sale.

Following the transaction, Brown directly owns 1,260,443 AvePoint common shares. No derivative security activity was reported. The filing is administrative in nature and shows the insider maintains a substantial stake while meeting tax liabilities.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Minor tax-related share withholding; ownership still 1.26 m shares—neutral signal for AVPT.

The F-code disposition covers only 1,547 shares (≈0.12% of Brown’s stake) and was executed to cover taxes, not as a discretionary sale. Post-transaction holdings of 1,260,443 shares demonstrate continued alignment with shareholders. No options or other derivatives were exercised or sold. Given the small size and exempt nature, the market impact should be negligible.

Insider Brown Brian Michael
Role Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,547 $17.96 $28K
Holdings After Transaction: Common Stock — 1,260,443 shares (Direct)
Footnotes (1)
  1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Brian Michael
(Last) (First) (Middle)
C/O AVEPOINT, INC.
901 E BYRD ST, SUITE 900
(Street)
RICHMOND VA 23219
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 F 1,547(1) D $17.96 1,260,443(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Why did AvePoint (AVPT) CLO Brian Brown dispose of shares on 06/20/2025?

The 1,547 shares were withheld by the issuer to cover tax liabilities arising from equity compensation, as noted in the Form 4 explanation.

How many AvePoint shares were involved in the Form 4 transaction?

1,547 common shares were disposed of through tax withholding at $17.96 per share.

What is Brian Brown's remaining ownership in AVPT after the transaction?

He directly owns 1,260,443 AvePoint common shares following the reported withholding.

What transaction code appears in AvePoint's Form 4 filing?

The filing lists transaction code F, indicating a tax-withholding transaction exempt under Rule 16b-3.

Does the Form 4 indicate any open-market sale of AVPT shares?

No. The filing states the shares were withheld for taxes, not sold on the open market.