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AVPT insider option exercises reported; post-transaction 3.2M shares held

Filing Impact
(Very High)
Filing Sentiment
(Very Positive)
Form Type
4

Rhea-AI Filing Summary

AvePoint (AVPT) reported insider transactions by its Chief Executive Officer and Director on 10/13/2025. The reporting person exercised stock options (transaction code M) and acquired common stock (coded A) at an exercise price of $14.61 per share in three tranches of 569,707, 362,850, and 1,716,047 shares. Following these transactions, the reporting person directly beneficially owned 3,200,238 shares. The filing notes these holdings include vested and unvested RSUs granted under the company’s equity plans.

Positive

  • None.

Negative

  • None.
Insider Jiang Tianyi
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Common Stock 569,707 $14.61 $8.32M
Exercise Common Stock 362,850 $14.61 $5.30M
Exercise Common Stock 1,716,047 $14.61 $25.07M
Holdings After Transaction: Common Stock — 1,121,341 shares (Direct)
Footnotes (1)
  1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan that have been exercised. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2020 Equity Incentive Plan that have been exercised. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Jiang Tianyi
(Last) (First) (Middle)
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400
(Street)
JERSEY CITY NJ 07310
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 10/13/2025 M 569,707(2) A $14.61 1,121,341 D
Common Stock(1) 10/13/2025 M 362,850(3) A $14.61 1,484,191 D
Common Stock(1) 10/13/2025 M 1,716,047(4) A $14.61 3,200,238(5) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
3. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan that have been exercised.
4. This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2020 Equity Incentive Plan that have been exercised.
5. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown, Attorney-in-Fact 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did AVPT’s CEO report on Form 4?

The CEO exercised options (code M) and acquired common stock (code A) at $14.61 per share on 10/13/2025.

How many AVPT shares does the reporting person own after the transactions?

The reporting person directly beneficially owns 3,200,238 shares after the reported transactions.

What were the exercised share amounts and price?

Exercises covered 569,707, 362,850, and 1,716,047 shares at an exercise price of $14.61 per share.

Which equity plans are referenced in the filing?

Options were from the 2016, 2019, and 2020 Equity Incentive Plans; RSUs were granted under the 2021 Equity Incentive Plan.

What is the reporting person’s role at AvePoint (AVPT)?

The reporting person is a Director and an Officer, serving as Chief Executive Officer.

Do the reported holdings include RSUs?

Yes. The 3,200,238 shares include non-RSU common stock plus vested and unvested RSUs as noted.