AVPT Insider Report: Gong Xunkai RSU Withholding of 6,500 Shares

Rhea-AI Filing Summary

AvePoint director and Executive Chairman Gong Xunkai reported a transaction on 09/19/2025 relating to the company’s common stock and restricted stock units under the 2021 Equity Incentive Plan. The filing shows 6,500 shares were disposed of at an effective price of $15.67 in an exempt transaction where shares were withheld to satisfy tax withholding obligations on RSU vesting. After the withholding, the reporting person beneficially owned 763,702 shares (including vested and unvested RSUs). The Form 4 was signed by an attorney-in-fact on 09/23/2025.

Insights

Corporate Governance Expert

TL;DR: Routine tax-withholding on vested RSUs by an executive; not an indication of voluntary sale or change in control.

The transaction is recorded as an exempt disposition under Rule 16b-3 where the issuer withheld 6,500 shares to satisfy tax obligations arising from RSU vesting. This is a common administrative action and the filing clarifies it was not a discretionary sale by the reporting person. The remaining beneficial ownership of 763,702 shares (including unvested RSUs) retains the reporting person’s substantial economic and voting interest. From a governance perspective, the Form 4 documents proper disclosure and compliance with Section 16 reporting requirements.

Securities Analyst

TL;DR: Small share withholding to cover taxes; immaterial to overall ownership and unlikely to affect market or control dynamics.

The reported disposal of 6,500 shares at $15.67 represents net settlement of RSUs for tax withholding rather than an open-market sale. Given the post-transaction beneficial ownership of 763,702 shares, the change represents a negligible percentage shift in stake for an executive-level holder. The disclosure is timely and consistent with prior RSU grants referenced in earlier Form 4 filings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gong Xunkai

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
09/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/19/2025		F		6,500(2)	D	$15.67	763,702(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What transaction did AVPT insider Gong Xunkai report on Form 4?

The Form 4 reports the withholding and disposition of 6,500 shares related to RSU vesting on 09/19/2025 at a reported price of $15.67.

Why were 6,500 shares disposed of according to the filing?

The filing states the shares were withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with net settlement of RSUs.

How many AvePoint shares does Gong Xunkai beneficially own after the transaction?

The Form 4 reports beneficial ownership of 763,702 shares, which includes non-RSU common stock and aggregate vested and unvested RSUs.

Was this transaction a discretionary open-market sale?

No. The Form 4 explains it was an exempt transaction for tax withholding and not a discretionary sale by the reporting person.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Brian Michael Brown, Attorney-in-Fact on 09/23/2025.