AvePoint: Brian M. Brown trust sells 10,000 shares

The Chief Legal Officer's reported trust sale was made under a Rule 10b5-1 plan adopted on December 16, 2025.

Rhea-AI Filing Summary

AvePoint, Inc. reported that the Brian M. Brown Revocable Trust sold 10,000 shares of AvePoint common stock on September 30, 2026, at $14.11 per share. The reported post-sale position was 364,604 shares held indirectly through the trust. Brian Michael Brown, AvePoint’s Chief Legal Officer, is a trustee and may be deemed to beneficially own the shares; he disclaims beneficial ownership except to the extent of his pecuniary interest. The sale was made under a Rule 10b5-1 trading plan adopted by Brown on December 16, 2025.

Insider Trade Summary 10b5-1

Net Seller: 10,000 shares

Net Sell 1 txn

Insider Brown Brian Michael

Role Chief Legal Officer

Sold 10,000 shs ($141K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	10,000	$14.11	$141K

Holdings After Transaction: Common Stock — 364,604 shares (Indirect, Held by Brian M. Brown Revocable Trust)

Footnotes (2)

1. F1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
2. F2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.

Key Figures

Shares sold: 10,000 shares Sale price: $14.11 per share Shares following transaction: 364,604 shares +1 more

4 metrics

Shares sold 10,000 shares September 30, 2026

Sale price $14.11 per share September 30, 2026

Shares following transaction 364,604 shares Reported post-sale position held indirectly through the trust

Trading plan adoption December 16, 2025 Rule 10b5-1 trading plan

Key Terms

Rule 10b5-1 trading plan, beneficial ownership, pecuniary interest

3 terms

Rule 10b5-1 trading plan regulatory

"effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

beneficial ownership financial

"disclaims beneficial ownership of the shares held by the Trust"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVPT shares did the trust sell?

The Brian M. Brown Revocable Trust sold 10,000 AvePoint shares at $14.11 per share on September 30, 2026. The sale was made under a Rule 10b5-1 trading plan adopted by Brian Michael Brown on December 16, 2025; Brown is AvePoint’s Chief Legal Officer and a trustee of the trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 06:11 PM Accepted by SEC EDGAR 10/02/2026 - 06:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VIRGINIA 23219

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2026		S		10,000(1)	D	$14.11	364,604	I	Held by Brian M. Brown Revocable Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.

	/s/ Brian Michael Brown	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)