STOCK TITAN

[Form 4] AvePoint, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) Form 4: Chief Legal Officer & Director Brian Michael Brown disposed of 35,000 common shares on 07/23/2025 at $18.74, generating roughly $656 k in gross proceeds. The sale was executed under a Rule 10b5-1 trading plan adopted 12/18/2024, indicating it was pre-scheduled rather than discretionary.

After the transaction Brown still beneficially owns 1,190,443 shares (combining non-RSU stock and vested/unvested RSUs) held directly. No derivative securities were exercised or disposed. Brown continues to serve as both Chief Legal Officer and a Director, preserving substantial equity alignment with shareholders despite the sale. The filing contains no company-level financial data; its relevance is limited to insider-sentiment considerations.

AvePoint, Inc. (AVPT) Modulo 4: Il Chief Legal Officer e Direttore Brian Michael Brown ha venduto 35.000 azioni ordinarie il 23/07/2025 a 18,74 $, generando circa 656.000 $ di ricavi lordi. La vendita è stata effettuata nell'ambito di un piano di trading Rule 10b5-1 adottato il 18/12/2024, il che indica che la transazione era pre-programmata e non discrezionale.

Dopo l'operazione, Brown detiene ancora beneficiariamente 1.190.443 azioni (comprendendo azioni non-RSU e RSU maturate/non maturate) detenute direttamente. Non sono stati esercitati né venduti strumenti derivati. Brown continua a ricoprire i ruoli di Chief Legal Officer e Direttore, mantenendo un forte allineamento azionario con gli azionisti nonostante la vendita. Il documento non contiene dati finanziari a livello aziendale; la sua rilevanza è limitata alle considerazioni sul sentimento degli insider.

AvePoint, Inc. (AVPT) Formulario 4: El Director Legal y Miembro del Consejo Brian Michael Brown vendió 35,000 acciones comunes el 23/07/2025 a $18.74, generando aproximadamente $656,000 en ingresos brutos. La venta se realizó bajo un plan de negociación Rule 10b5-1 adoptado el 18/12/2024, lo que indica que fue preprogramada y no discrecional.

Después de la transacción, Brown aún posee beneficiariamente 1,190,443 acciones (combinando acciones no-RSU y RSU adquiridas/no adquiridas) mantenidas directamente. No se ejercieron ni dispusieron valores derivados. Brown continúa desempeñándose como Director Legal y Miembro del Consejo, manteniendo una alineación significativa de capital con los accionistas a pesar de la venta. El documento no contiene datos financieros a nivel corporativo; su relevancia se limita a consideraciones sobre el sentimiento de los insiders.

AvePoint, Inc. (AVPT) Form 4: 최고 법률 책임자 겸 이사인 Brian Michael Brown2025년 7월 23일35,000 보통주를 주당 $18.74에 매도하여 약 의 총 수익을 창출했습니다. 이 매도는 2024년 12월 18일 채택된 Rule 10b5-1 거래 계획에 따라 사전 예약된 거래였음을 나타냅니다.

거래 후 Brown은 여전히 직접 보유한 1,190,443주 (비-RSU 주식과 취득/미취득 RSU를 포함)을 실질적으로 소유하고 있습니다. 파생 증권은 행사하거나 처분하지 않았습니다. Brown은 계속해서 최고 법률 책임자이사 역할을 수행하며, 매도에도 불구하고 주주들과의 상당한 지분 정렬을 유지하고 있습니다. 이 제출 서류에는 회사 차원의 재무 데이터가 포함되어 있지 않으며, 내부자 심리 관련 고려에 한정된 내용입니다.

AvePoint, Inc. (AVPT) Formulaire 4 : Le Directeur Juridique et Administrateur Brian Michael Brown a cédé 35 000 actions ordinaires le 23/07/2025 au prix de 18,74 $, générant environ 656 000 $ de produit brut. La vente a été réalisée dans le cadre d’un plan de négociation Rule 10b5-1 adopté le 18/12/2024, ce qui indique qu’elle était programmée à l’avance et non discrétionnaire.

Après la transaction, Brown détient toujours bénéficiairement 1 190 443 actions (combinant actions non-RSU et RSU acquises/non acquises) détenues directement. Aucun titre dérivé n’a été exercé ou cédé. Brown continue d’exercer les fonctions de Directeur Juridique et d’Administrateur, maintenant un alignement important avec les actionnaires malgré la vente. Le document ne contient pas de données financières au niveau de l’entreprise ; sa pertinence se limite aux considérations sur le sentiment des initiés.

AvePoint, Inc. (AVPT) Formular 4: Chief Legal Officer und Direktor Brian Michael Brown veräußerte am 23.07.2025 35.000 Stammaktien zu je 18,74 $ und erzielte damit einen Bruttoerlös von etwa 656.000 $. Der Verkauf erfolgte im Rahmen eines Rule 10b5-1 Handelsplans, der am 18.12.2024 angenommen wurde, was darauf hinweist, dass die Transaktion vorab geplant und nicht willkürlich war.

Nach der Transaktion hält Brown weiterhin wirtschaftlich 1.190.443 Aktien (eine Kombination aus nicht-RSU-Aktien und ausgegebenen/nicht ausgegebenen RSUs) direkt. Es wurden keine Derivate ausgeübt oder veräußert. Brown ist weiterhin sowohl Chief Legal Officer als auch Direktor und bewahrt trotz des Verkaufs eine bedeutende Beteiligungsausrichtung mit den Aktionären. Die Einreichung enthält keine finanzbezogenen Unternehmensdaten; ihre Relevanz beschränkt sich auf Insider-Stimmungsüberlegungen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Pre-planned insider sale; modest size vs. 1.19 M stake – neutral market impact.

The 35 k-share sale equals ~3% of Brown’s holdings and under 0.2% of AvePoint’s float, so supply pressure is negligible. Use of a 10b5-1 plan reduces informational asymmetry concerns, suggesting routine diversification rather than a bearish signal. Brown’s remaining 1.19 M shares support continued alignment. I view the filing as informational but not materially price-moving. Insider-selling trends should still be monitored if volume accelerates.

TL;DR: Governance-friendly disclosure, but insider selling can raise perception risk.

Transparent reporting and adherence to 10b5-1 best practices mitigate governance red flags. However, any sale by a senior legal officer may be interpreted negatively by some investors, especially absent offsetting open-market buys by other insiders. Given the small fraction sold and remaining sizable stake, I classify the overall governance impact as low, yet perception risk warrants minimal caution.

AvePoint, Inc. (AVPT) Modulo 4: Il Chief Legal Officer e Direttore Brian Michael Brown ha venduto 35.000 azioni ordinarie il 23/07/2025 a 18,74 $, generando circa 656.000 $ di ricavi lordi. La vendita è stata effettuata nell'ambito di un piano di trading Rule 10b5-1 adottato il 18/12/2024, il che indica che la transazione era pre-programmata e non discrezionale.

Dopo l'operazione, Brown detiene ancora beneficiariamente 1.190.443 azioni (comprendendo azioni non-RSU e RSU maturate/non maturate) detenute direttamente. Non sono stati esercitati né venduti strumenti derivati. Brown continua a ricoprire i ruoli di Chief Legal Officer e Direttore, mantenendo un forte allineamento azionario con gli azionisti nonostante la vendita. Il documento non contiene dati finanziari a livello aziendale; la sua rilevanza è limitata alle considerazioni sul sentimento degli insider.

AvePoint, Inc. (AVPT) Formulario 4: El Director Legal y Miembro del Consejo Brian Michael Brown vendió 35,000 acciones comunes el 23/07/2025 a $18.74, generando aproximadamente $656,000 en ingresos brutos. La venta se realizó bajo un plan de negociación Rule 10b5-1 adoptado el 18/12/2024, lo que indica que fue preprogramada y no discrecional.

Después de la transacción, Brown aún posee beneficiariamente 1,190,443 acciones (combinando acciones no-RSU y RSU adquiridas/no adquiridas) mantenidas directamente. No se ejercieron ni dispusieron valores derivados. Brown continúa desempeñándose como Director Legal y Miembro del Consejo, manteniendo una alineación significativa de capital con los accionistas a pesar de la venta. El documento no contiene datos financieros a nivel corporativo; su relevancia se limita a consideraciones sobre el sentimiento de los insiders.

AvePoint, Inc. (AVPT) Form 4: 최고 법률 책임자 겸 이사인 Brian Michael Brown2025년 7월 23일35,000 보통주를 주당 $18.74에 매도하여 약 의 총 수익을 창출했습니다. 이 매도는 2024년 12월 18일 채택된 Rule 10b5-1 거래 계획에 따라 사전 예약된 거래였음을 나타냅니다.

거래 후 Brown은 여전히 직접 보유한 1,190,443주 (비-RSU 주식과 취득/미취득 RSU를 포함)을 실질적으로 소유하고 있습니다. 파생 증권은 행사하거나 처분하지 않았습니다. Brown은 계속해서 최고 법률 책임자이사 역할을 수행하며, 매도에도 불구하고 주주들과의 상당한 지분 정렬을 유지하고 있습니다. 이 제출 서류에는 회사 차원의 재무 데이터가 포함되어 있지 않으며, 내부자 심리 관련 고려에 한정된 내용입니다.

AvePoint, Inc. (AVPT) Formulaire 4 : Le Directeur Juridique et Administrateur Brian Michael Brown a cédé 35 000 actions ordinaires le 23/07/2025 au prix de 18,74 $, générant environ 656 000 $ de produit brut. La vente a été réalisée dans le cadre d’un plan de négociation Rule 10b5-1 adopté le 18/12/2024, ce qui indique qu’elle était programmée à l’avance et non discrétionnaire.

Après la transaction, Brown détient toujours bénéficiairement 1 190 443 actions (combinant actions non-RSU et RSU acquises/non acquises) détenues directement. Aucun titre dérivé n’a été exercé ou cédé. Brown continue d’exercer les fonctions de Directeur Juridique et d’Administrateur, maintenant un alignement important avec les actionnaires malgré la vente. Le document ne contient pas de données financières au niveau de l’entreprise ; sa pertinence se limite aux considérations sur le sentiment des initiés.

AvePoint, Inc. (AVPT) Formular 4: Chief Legal Officer und Direktor Brian Michael Brown veräußerte am 23.07.2025 35.000 Stammaktien zu je 18,74 $ und erzielte damit einen Bruttoerlös von etwa 656.000 $. Der Verkauf erfolgte im Rahmen eines Rule 10b5-1 Handelsplans, der am 18.12.2024 angenommen wurde, was darauf hinweist, dass die Transaktion vorab geplant und nicht willkürlich war.

Nach der Transaktion hält Brown weiterhin wirtschaftlich 1.190.443 Aktien (eine Kombination aus nicht-RSU-Aktien und ausgegebenen/nicht ausgegebenen RSUs) direkt. Es wurden keine Derivate ausgeübt oder veräußert. Brown ist weiterhin sowohl Chief Legal Officer als auch Direktor und bewahrt trotz des Verkaufs eine bedeutende Beteiligungsausrichtung mit den Aktionären. Die Einreichung enthält keine finanzbezogenen Unternehmensdaten; ihre Relevanz beschränkt sich auf Insider-Stimmungsüberlegungen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brown Brian Michael

(Last) (First) (Middle)
C/O AVEPOINT, INC.
901 E BYRD ST, SUITE 900

(Street)
RICHMOND VA 23219

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/23/2025 S 35,000(1) D $18.74 1,190,443(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024.
2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown 07/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AvePoint (AVPT) insider Brian Michael Brown sell on 07/23/2025?

35,000 common shares at $18.74 per share were sold.

How many AvePoint shares does Brown still own after the sale?

He beneficially owns 1,190,443 shares, including vested and unvested RSUs.

Was the transaction part of a Rule 10b5-1 plan?

Yes. The plan was adopted on 12/18/2024, indicating a pre-scheduled sale.

Did the Form 4 report any option exercises or other derivative transactions?

No. No derivative securities were acquired or disposed of in this filing.

What roles does Brian Michael Brown hold at AvePoint?

He is the company’s Chief Legal Officer and a Director.

Does insider selling always signal negative prospects for AVPT?

Not necessarily; pre-planned sales for diversification are common. Investors should monitor volume and compare to total holdings.
Avepoint Inc.

NASDAQ:AVPT

AVPT Rankings

AVPT Latest News

AVPT Latest SEC Filings

AVPT Stock Data

4.01B
141.57M
34.22%
60.18%
3.33%
Software - Infrastructure
Services-prepackaged Software
Link
United States
JERSEY CITY