AvePoint, Inc. (AVPT) insider has 4,025 shares withheld for tax obligations

Rhea-AI Filing Summary

AvePoint, Inc. disclosed that its executive chairman and director had 4,025 shares of common stock withheld on December 12, 2025 to satisfy tax and related obligations arising from the vesting or settlement of equity awards, at a price of $13.89 per share. The company explains this was an exempt, non-discretionary transaction in which shares were delivered or withheld to cover income tax withholding and remittance obligations.

The reported holdings after this event total 759,677 shares beneficially owned directly, which include both non‑RSU common stock and aggregate vested and unvested restricted stock units granted under AvePoint’s 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of common stock upon vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gong Xunkai

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	12/12/2025		F		4,025(2)	D	$13.89	759,677(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	12/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider equity transaction did AvePoint (AVPT) report for December 12, 2025?

AvePoint reported that its executive chairman and director had 4,025 shares of common stock withheld on December 12, 2025 to satisfy tax and related obligations tied to vested or settled equity awards at $13.89 per share.

Was the AvePoint (AVPT) insider transaction a discretionary sale of shares?

No. The company states it was an exempt transaction in which shares were delivered or withheld to pay exercise price or tax liabilities in connection with equity awards, and that it does not represent a discretionary transaction by the reporting person.

How many AvePoint (AVPT) shares does the reporting person beneficially own after this transaction?

Following the reported withholding, the reporting person beneficially owns 759,677 shares of AvePoint common stock directly, including both shares and vested and unvested RSUs.

What equity plan governs the AvePoint (AVPT) restricted stock units mentioned in this report?

The restricted stock units were granted under AvePoint’s 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of AvePoint common stock upon vesting.

What does each restricted stock unit (RSU) represent for AvePoint (AVPT) insiders?

Each RSU represents the contingent right to receive one share of AvePoint’s common stock upon vesting, meaning the share is delivered only when the vesting conditions are met.

What roles does the reporting person hold at AvePoint (AVPT)?

The report identifies the individual as both a director and an officer, serving in the role of Executive Chairman of AvePoint, Inc.