AVPT Form 4: Chief Legal Officer Withholds 7,310 Shares for Taxes

Rhea-AI Filing Summary

Brian Michael Brown, Chief Legal Officer and a director of AvePoint, Inc. (AVPT), reported a routine disposition of 7,310 shares of the issuer's common stock on 08/29/2025 at a price of $16.36 per share. The Form 4 states this was an exempt transaction: shares were withheld by the company to satisfy tax withholding obligations arising from the vesting of restricted stock units granted under the 2021 Equity Incentive Plan rather than a discretionary open-market sale. After the transaction, Brown beneficially owned 1,148,133 shares, which include both non-RSU common stock and vested and unvested RSUs reported in prior Form 4 filings. The Form 4 is signed and dated 09/02/2025.

Positive

• Transaction is administrative and compliant: shares were withheld to satisfy tax obligations from RSU vesting, consistent with plan mechanics
• Reporting transparency: Form 4 discloses the nature, amount, and price of the transaction and includes an explanation

Negative

• Reduction in beneficial holdings: the reporting persons holdings decreased by 7,310 shares as a result of withholding

Insights

Corporate Governance Expert

TL;DR Routine tax-withholding share disposition related to RSU vesting; standard compliance action, not a directional insider sale.

The filing documents a net settlement via share withholding to satisfy tax obligations for vested RSUs. This is a common administrative step under equity plans and indicates the company is administering awards per plan terms. The transaction code "F" and the explanation clarify that the shares were withheld by the issuer, not sold opportunistically by the reporting person. For governance review, this raises no immediate red flags regarding insider selling or corporate control matters.

Securities Analyst

TL;DR Small-scale disposition of 7,310 shares via withholding has negligible impact on ownership or market supply.

The reported disposal amount represents a very small fraction of the reporting persons total beneficial holdings of 1,148,133 shares. The price of $16.36 is shown for recordation but the transaction is administrative (tax withholding) and should not be interpreted as a signal about the executives view on company valuation. From a liquidity and float perspective, the withheld shares reduce outstanding beneficial holdings but are unlikely to move the market.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VA 23219

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	08/29/2025		F		7,310(2)	D	$16.36	1,148,133(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did Brian Michael Brown report on the Form 4 for AVPT?

He reported a disposition of 7,310 shares on 08/29/2025 at $16.36 per share to satisfy tax withholding from RSU vesting.

Was the sale by Brian Brown an open-market sale?

No. The Form 4 states the shares were withheld by the issuer to satisfy income tax withholding obligations related to RSU vesting, not a discretionary open-market sale.

How many AVPT shares does Brian Brown beneficially own after the transaction?

He beneficially owned 1,148,133 shares following the reported transaction, including non-RSU common stock and vested and unvested RSUs.

What does transaction code "F" indicate on this Form 4?

Transaction code F is used here for an exempt transaction consisting of payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued under Rule 16b-3.

When was the Form 4 signed?

The Form 4 was signed by Brian Michael Brown on 09/02/2025.