AVPT Insider Filing: 2,914 Shares Withheld for Taxes, 556,340 Shares Held

Rhea-AI Filing Summary

Jiang Tianyi, who serves as AvePoint, Inc.'s Chief Executive Officer, Director and a reported 10% owner, reported a transaction on 09/12/2025 involving the company's common stock. The filing shows 2,914 shares were disposed of at a price of $15.61 per share. The Form 4 explains this disposition was an exempt net settlement where the issuer withheld shares to satisfy income tax withholding obligations related to vested restricted stock units (RSUs).

After the transaction, the reporting person is shown as beneficially owning 556,340 shares, which combines non-RSU common stock and aggregate vested and unvested RSUs previously disclosed. The form was signed by an attorney-in-fact on 09/16/2025.

Positive

• Significant continued ownership: Reporting person beneficially owns 556,340 shares including vested and unvested RSUs
• Transaction is administrative/exempt: Disposition resulted from issuer withholding to satisfy tax obligations (net settlement) rather than an open-market sale

Negative

• Shares disposed: 2,914 shares were withheld/disposed at $15.61 per share to cover taxes

Insights

Corporate Governance Expert

TL;DR: Routine tax-withholding share disposition by a senior executive; maintains substantial ownership.

The Form 4 reports a non-discretionary withholding of 2,914 shares to satisfy tax obligations tied to RSU vesting. Such transactions commonly occur under equity compensation settlement procedures and are described as exempt under Rule 16b-3. The filing also confirms that the reporting person continues to hold a significant aggregate position of 556,340 shares, including both vested and unvested RSUs previously disclosed. From a governance standpoint, this is a standard administrative action and does not reflect a voluntary sale or change in control intent.

Securities Analyst

TL;DR: Small share withholding for taxes; no material change to beneficial ownership position reported.

The transaction shows 2,914 shares disposed at $15.61 per share via net settlement to cover tax liabilities arising from RSU vesting. The post-transaction beneficial ownership of 556,340 shares remains substantial on its face. The Form 4 contains explicit explanations tying the disposition to withholding obligations rather than an open-market sale, which typically limits investor interpretation to compensation mechanics rather than signaling about company prospects.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/12/2025		F		2,914(2)	D	$15.61	556,340(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did AvePoint (AVPT) insider Jiang Tianyi report on the Form 4?

The Form 4 reports a disposition of 2,914 shares on 09/12/2025 related to withholding for tax obligations tied to RSU vesting.

Why were the 2,914 shares disposed of according to the filing?

The filing states the shares were withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with net settlement of vested RSUs.

How many AvePoint shares does Jiang Tianyi beneficially own after the transaction?

After the reported transaction the filing shows beneficial ownership of 556,340 shares, including non-RSU common stock and vested and unvested RSUs.

What price was reported for the disposed shares?

The shares disposed were reported at a price of $15.61 per share.

When was the Form 4 signed and filed?

The signature on the form was executed by an attorney-in-fact on 09/16/2025 confirming the reported transaction dated 09/12/2025.