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PVG launches proxy fight at Anavex for 2026 meeting

Anavex stockholders are being urged to review PVG’s definitive proxy statement and GOLD Universal Proxy Card ahead of the 2026 annual meeting.

(Neutral)
(Neutral)
Form Type
DFAN14A

Rhea-AI Filing Summary

ANAVEX LIFE SCIENCES CORP. (AVXL) is the subject of a proxy contest in which PVG Asset Management Corporation and associated participants are soliciting stockholder votes for the Company’s 2026 annual meeting of stockholders. PVG has filed a definitive proxy statement on Schedule 14A and a GOLD Universal Proxy Card for this solicitation.

On September 1, 2026, PVG issued a press release and launched the website www.anavexvotepvg.com to communicate with Anavex stockholders. PVG urges stockholders to review its definitive proxy statement, the GOLD Universal Proxy Card, and related SEC filings, which contain detailed information about the participants and their interests.

Positive

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Negative

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Definitive Proxy Statement regulatory
"has filed a definitive proxy statement on Schedule 14A"
A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.
GOLD Universal Proxy Card regulatory
"accompanying GOLD Universal Proxy Card with the U.S. Securities"
A gold universal proxy card is a single ballot used in contested board elections that lists both the company’s nominees and challenger nominees, allowing shareholders to vote for any combination of candidates up to the number of open seats. It matters to investors because it simplifies and preserves their voting choice, reduces the likelihood that a split vote will unintentionally favor one side, and can materially influence who controls the board.
forward-looking statements regulatory
"contain forward-looking statements within the meaning of the Private"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
Private Securities Litigation Reform Act of 1995 regulatory
"within the meaning of the Private Securities Litigation Reform Act of 1995"
proxy solicitation regulatory
"in connection with its solicitation of proxies from stockholders"
Proxy solicitation is the process of asking shareholders for permission to vote their shares on corporate matters, usually by sending voting forms or requests by mail, email or phone. Investors should watch proxy solicitations because they signal attempts to change control, influence board elections or approve big deals — like neighbors organizing votes on a shared building project — and the outcome can materially affect a company’s strategy and stock value.

FAQ

What is PVG seeking in relation to ANAVEX LIFE SCIENCES CORP. (AVXL) in this DFAN14A?

PVG Asset Management Corporation and other participants are soliciting proxies from Anavex stockholders for the Company’s 2026 annual meeting of stockholders. They have filed a definitive proxy statement on Schedule 14A and are using a GOLD Universal Proxy Card for this solicitation.

What materials has PVG filed with the SEC regarding AVXL?

PVG has filed a definitive proxy statement on Schedule 14A and an accompanying GOLD Universal Proxy Card with the SEC in connection with its proxy solicitation relating to Anavex’s 2026 annual meeting of stockholders.

How is PVG communicating with ANAVEX (AVXL) stockholders?

On September 1, 2026, PVG issued a press release and launched the website www.anavexvotepvg.com to communicate with Anavex stockholders. Screenshots of the website are filed as Exhibit 2 and incorporated by reference.

Who are the participants in PVG’s proxy solicitation involving AVXL?

The participants are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris, and Curtis Hogue. Additional details on their interests are described in PVG’s Definitive Proxy Statement and related SEC filings.

Where can ANAVEX (AVXL) investors access PVG’s proxy materials?

PVG’s Definitive Proxy Statement, GOLD Universal Proxy Card, and other relevant materials are available free of charge on the SEC’s website at https://www.sec.gov. Stockholders are strongly encouraged to read these documents carefully and in their entirety.

Do PVG’s communications about AVXL contain forward-looking statements?

Yes. PVG states that its website and related communications contain forward-looking statements regarding its plans, objectives, beliefs, strategies, expectations, and the potential outcome of the solicitation. It notes that actual results may differ materially due to various risks and uncertainties.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No. )

 

 

 

Filed by the Registrant ☐

 

Filed by a Party other than the Registrant ☒

 

Check the appropriate box:

 

  Preliminary Proxy Statement
     
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
     
  Definitive Proxy Statement
     
  Definitive Additional Materials
     
  Soliciting Material Under § 240.14a-12

 

ANAVEX LIFE SCIENCES CORP.

(Name of Registrant as Specified In Its Charter)

 

PVG ASSET MANAGEMENT CORPORATION

PATRICK S. ADAMS

JASON KOLBERT

RALF VON ZIEGESAR

RENE MORA

JOHN BORIS

CURTIS HOGUE

(Name of Persons(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check all boxes that apply):

 

  No fee required
     
  Fee paid previously with preliminary materials
     
  Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

 

 

 

 

 

 

PVG Asset Management Corporation (“PVG”), together with the other participants named herein, has filed a definitive proxy statement on Schedule 14A (the “Definitive Proxy Statement”) and accompanying GOLD Universal Proxy Card with the U.S. Securities and Exchange Commission (the “SEC”) in connection with its solicitation of proxies from stockholders of Anavex Life Sciences Corp. (Nasdaq: AVXL) (the “Company”) for the Company’s 2026 annual meeting of stockholders, including any adjournments, postponements, continuations, reschedulings or any other meeting held in lieu thereof (the “2026 Annual Meeting”).

 

On September 1, 2026, PVG issued a press release, a copy of which is attached hereto as Exhibit 1 and incorporated herein by reference. Also on September 1, 2026, PVG, together with the other participants named herein, launched a website, www.anavexvotepvg.com, to communicate with the stockholders of the Company, screenshots of which are attached hereto as Exhibit 2 and incorporated herein by reference.

 

Participants in the Solicitation

 

The participants in PVG’s solicitation of proxies are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris and Curtis Hogue (collectively, the “Participants”). Information concerning the identity of the Participants and a description of their direct or indirect interests, by security holdings or otherwise, is included in PVG’s Definitive Proxy Statement and related SEC filings.

 

Forward-Looking Statements

 

The website and any related communications contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements that are not historical facts, including statements regarding PVG’s plans, objectives, beliefs, strategies and expectations relating to the 2026 Annual Meeting, the proxy solicitation, the Company, the Company Board of Directors, the PVG nominees, stockholder value and the potential outcome of PVG’s solicitation.

 

These statements may be identified by words such as “believes,” “expects,” “anticipates,” “plans,” “intends,” “estimates,” “may,” “will,” “would,” “could,” “should” and similar expressions, or the negative thereof. Actual results may differ materially from those projected or contemplated by these forward-looking statements due to various risks and uncertainties, including those described in applicable filings made by the Company and PVG with the SEC.

 

Stockholders are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date made. PVG and the Participants do not undertake any obligation to update or revise any forward-looking statements, except as required by applicable law.

 

Important Additional Information and Where to Find It

 

PVG, together with the other Participants, has filed a definitive proxy statement on Schedule 14A and accompanying GOLD Universal Proxy Card with the SEC in connection with the solicitation of proxies from stockholders of the Company relating to the 2026 Annual Meeting.

 

STOCKHOLDERS ARE STRONGLY ENCOURAGED TO READ THE DEFINITIVE PROXY STATEMENT, THE ACCOMPANYING GOLD UNIVERSAL PROXY CARD, ANY AMENDMENTS OR SUPPLEMENTS THERETO, AND ANY OTHER DOCUMENTS FILED BY PVG WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY BEFORE MAKING ANY VOTING DECISION BECAUSE THEY CONTAIN IMPORTANT INFORMATION.

 

The Definitive Proxy Statement, GOLD Universal Proxy Card and other relevant materials filed by PVG with the SEC are available at no charge at the SEC’s website at https://www.sec.gov/.