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[Form 3] American Water Works Company, Inc Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Lisa A. Grow, a director of American Water Works Company, Inc. (AWK), filed an initial Form 3 reporting the ownership status as of 08/26/2025. The filing states that no securities are beneficially owned by Ms. Grow. The form was signed on behalf of Ms. Grow by an attorney-in-fact on 08/27/2025. This disclosure notifies investors and the market that the reporting director holds no reportable equity position in the company at the reported date.

Positive
  • Timely initial disclosure filed for a director (Form 3) on 08/27/2025
  • Explicit statement of no beneficial ownership provides clear transparency
Negative
  • None.

Insights

Director filed Form 3 showing zero beneficial ownership as of 08/26/2025.

The filing identifies Lisa A. Grow as a director of American Water Works (AWK) and records that she does not beneficially own any securities as of the reported date. This is a standard initial disclosure when a director has no reportable holdings or when holdings are held in a manner not requiring reporting.

The document was executed by an attorney-in-fact on 08/27/2025, which is an administrative detail confirming timely submission. For investors, the key fact is the explicit statement of no reportable equity by the reporting person on the stated date.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Grow Lisa A

(Last) (First) (Middle)
1 WATER STREET

(Street)
CAMDEN NJ 08102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2025
3. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Lisa A. Grow 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Lisa A. Grow's Form 3 for AWK report?

The Form 3 filed for Lisa A. Grow reports that she is a director of American Water Works (AWK) and does not beneficially own any securities as of 08/26/2025.

When was the Form 3 for AWK signed?

The Form 3 was signed on behalf of the reporting person by an attorney-in-fact on 08/27/2025.

Does this Form 3 disclose any derivative or non-derivative holdings?

No. The filing includes an explicit remark: "No securities are beneficially owned." There are no listed non-derivative or derivative holdings.

What is the relationship of the reporting person to AWK?

The filing identifies the reporting person, Lisa A. Grow, as a director of American Water Works Company, Inc. (AWK).

Does the Form 3 indicate joint filing or multiple reporting persons?

The form indicates it was filed by one reporting person (check box for single filer).
American Wtr Wks Co Inc

NYSE:AWK

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AWK Stock Data

25.32B
194.40M
0.14%
95.3%
4.31%
Utilities - Regulated Water
Water Supply
Link
United States
CAMDEN