American Water (NYSE: AWK) EVP reports 199-share sale at $129.13

Rhea-AI Filing Summary

American Water Works Company, Inc. executive Lori Sutton, EVP and CHRO, reported an insider transaction in company common stock. On January 31, 2026, Sutton disposed of 199 shares of common stock at $129.13 per share. Following this transaction, she directly beneficially owns 1,357 shares of American Water Works common stock. The filing was made as a Form 4 under Section 16, reflecting changes in ownership by a company officer.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutton Lori

(Last) (First) (Middle)

1 WATER STREET

(Street)

CAMDEN NJ 08102-1658

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CHRO

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		199	D	$129.13	1,357	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Jeffrey M. Taylor, as attorney-in-fact for Lori A. Sutton	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AWK executive Lori Sutton report?

Lori Sutton reported a disposal of 199 shares of American Water Works common stock. The Form 4 shows the transaction occurred on January 31, 2026, at a price of $129.13 per share and reflects a change in her directly owned share balance.

What is Lori Sutton’s role at American Water Works (AWK)?

Lori Sutton is listed as an officer of American Water Works Company, Inc. with the title EVP, CHRO. This indicates she serves as Executive Vice President and Chief Human Resources Officer and is subject to Section 16 insider reporting requirements for her equity transactions.

How many AWK shares does Lori Sutton own after this Form 4 transaction?

After the reported transaction, Lori Sutton directly beneficially owns 1,357 shares of American Water Works common stock. This post-transaction balance is disclosed in the Form 4 as the amount of non-derivative securities held directly following the January 31, 2026 trade.

What was the price per share in Lori Sutton’s AWK stock transaction?

The transaction reported by Lori Sutton involved American Water Works common stock at a price of $129.13 per share. This per-share price is shown in the Form 4 for the 199 shares involved in the January 31, 2026 non-derivative stock disposition.

Was Lori Sutton’s AWK stock transaction reported as direct or indirect ownership?

The Form 4 lists Lori Sutton’s ownership as Direct (D) for the reported common stock transaction. The post-transaction balance of 1,357 shares is therefore shown as directly held, with no nature of indirect beneficial ownership specified in the filing excerpt.

Who signed the Form 4 for AWK executive Lori Sutton?

The Form 4 was signed by /s/ Jeffrey M. Taylor acting as attorney-in-fact for Lori A. Sutton. This indicates Sutton authorized Taylor to sign and submit the Section 16 ownership report on her behalf for this American Water Works stock transaction.