AWR Form 144 notice lists proposed common stock resale

AWR submitted a Form 144 notice related to proposed sales of Common Stock.

Rhea-AI Filing Summary

AWR submitted a Form 144 notice related to proposed sales of Common Stock. The filing lists a brokerage address for Fidelity Brokerage Services LLC and shows numeric entries including 102142.32, 39,192,653, and a date of 05/15/2026. The excerpt also itemizes several historical stock award entries with counts and grant dates (for example, 157 on 02/09/2024, 358 on 02/10/2023, and 424 on 03/11/2022). No proceeds, pricing, or explicit purchaser details appear in the provided excerpt.

Insights

Equity Compliance Analyst

Form 144 notice lists proposed resale details and past stock awards.

The excerpt records a proposed sale filing with a broker name and numerical fields including 102142.32 and 39,192,653 with an entry date of 05/15/2026. It also enumerates historical stock award grant dates and counts.

Cash‑flow treatment and whether shares will be sold by the issuer or selling holder are not shown in the excerpt; subsequent filings or complete Form 144 would clarify sale amounts, methods, and beneficiary. Regulatory timing and effectiveness are determined by the full filing and market mechanics.

Key Figures

Broker entry numeric field: 102142.32 Large numeric field: 39,192,653 Excerpt date: 05/15/2026 +3 more

6 metrics

Broker entry numeric field 102142.32 listed alongside broker and security rows

Large numeric field 39,192,653 appears in same broker/security line with date <date>05/15/2026</date>

Excerpt date 05/15/2026 date associated with the broker/security line

Stock award example 157 stock award on <date>02/09/2024</date>

Stock award example 358 stock award on <date>02/10/2023</date>

Stock award example 424 stock award on <date>03/11/2022</date>

Key Terms

Form 144, stock award, issuer

3 terms

Form 144 regulatory

"Line referencing securities to be sold and broker information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock award financial

"Entries listed as 'STOCK AWARD' with grant dates and counts"

issuer regulatory

"Multiple lines show 'ISSUER' as the transaction type for awards"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AWR's Form 144 filing indicate?

The Form 144 indicates a proposed resale of Common Stock filed with a broker; the excerpt shows Fidelity Brokerage Services LLC and numeric entries including 102142.32 and 39,192,653. It does not state sale price or proceeds.

Does the excerpt specify how many shares will be sold for AWR?

The excerpt lists numeric values such as 102142.32 and several stock award counts (e.g., 157, 358, 424), but it does not present a clear, labeled total number of shares being offered for resale in this excerpt.

Who is the broker named in the AWR Form 144 excerpt?

The excerpt names Fidelity Brokerage Services LLC with an address at 245 Summer Street, Boston, MA. The broker is listed in connection with the securities to be sold entry.

Are proceeds or purchasers disclosed in the provided AWR excerpt?

No. The provided excerpt does not state proceeds, purchase counterparties, or the sale price. Those details are not present in the visible text.

What historical award information appears in the excerpt?

The excerpt itemizes several stock award entries with grant dates and counts, for example 157 on 02/09/2024, 358 on 02/10/2023, and 424 on 03/11/2022, presented as compensation‑related awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 03:50 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001665477
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERICAN STATES WATER CO
SEC File Number	001-14431
Address of Issuer	630 E FOOTHILL BLVD SAN DIMAS CALIFORNIA 91773-9016
Phone	9093943600
Name of Person for Whose Account the Securities are To Be Sold	Rowley Paul J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	1304	102142.32	39192653	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/09/2024	STOCK AWARD	ISSUER			157	02/09/2024	COMPENSATION
COMMON	02/10/2023	STOCK AWARD	ISSUER			358	02/10/2023	COMPENSATION
COMMON	12/09/2022	STOCK AWARD	ISSUER			12	12/09/2022	COMPENSATION
COMMON	03/11/2022	STOCK AWARD	ISSUER			424	03/11/2022	COMPENSATION
COMMON	02/07/2022	STOCK AWARD	ISSUER			216	02/07/2022	COMPENSATION
COMMON	02/02/2022	STOCK AWARD	ISSUER			137	02/02/2022	COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Selling out of The Paul J. & Kimberely A Rowley Trust 2013 Trust
Date of Notice	05/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Rowley Paul J
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)