American States Water director plans 546-share sale

AMERICAN STATES WATER CO (AWR) received a Notice of Proposed Sale of Securities on Form 144 from director Diana Bonta, indicating an intention to sell 546 shares of common stock.

Rhea-AI Filing Summary

AMERICAN STATES WATER CO (AWR) received a Notice of Proposed Sale of Securities on Form 144 from director Diana Bonta, indicating an intention to sell 546 shares of common stock. The shares were acquired on September 4, 2019 as a stock bonus and are to be sold through Merrill Lynch.

Key Figures

Shares proposed for sale: 546 shares Acquisition date of shares: September 4, 2019 Proposed transaction date: September 4, 2026

3 metrics

Shares proposed for sale 546 shares Common stock listed in the Form 144 securities information and securities-to-be-sold sections

Acquisition date of shares September 4, 2019 Date the 546 shares were acquired as a Stock Bonus

Proposed transaction date September 4, 2026 Date associated with the sale of 546 shares in the securities information section

Key Terms

Rule 144, Form 144, Stock Bonus

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Bonus financial

"Common | 09/04/2019 | Stock Bonus | N/A"

FAQ

What does the Form 144 filing mean for AMERICAN STATES WATER CO (AWR)?

The Form 144 filing indicates that director Diana Bonta has notified regulators of an intention to sell 546 shares of AMERICAN STATES WATER CO common stock, satisfying advance notice requirements under Rule 144 for potential resale of restricted or control securities.

How many AMERICAN STATES WATER CO (AWR) shares are covered by this Form 144?

The notice covers a potential sale of 546 shares of AMERICAN STATES WATER CO common stock. This is the total number of shares listed in the securities information and securities-to-be-sold sections for this filing.

Who is selling AWR shares in this Form 144 and in what capacity?

The Form 144 is filed for the account of Diana Bonta, identified as a director of AMERICAN STATES WATER CO. The filing relates to her proposed sale of common stock held as control securities.

When and how were the AWR shares to be sold acquired by the director?

The 546 shares of AMERICAN STATES WATER CO common stock were acquired on September 4, 2019 as a Stock Bonus, as stated in the securities-to-be-sold section of the Form 144.

What is the planned sale date and broker for the AWR shares in this Form 144?

The filing lists a date of September 4, 2026 in the securities information section and identifies Merrill Lynch at its Los Angeles office as the broker handling the proposed sale of the 546 shares of AMERICAN STATES WATER CO common stock.

Does the Form 144 filing guarantee that the 546 AWR shares will be sold?

No. The Form 144 provides notice of a proposed sale under Rule 144. It discloses an intention and required details, but it does not state that the sale has occurred or will necessarily occur as planned.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 02:45 PM Accepted by SEC EDGAR 09/04/2026 - 02:44 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001388959
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	American States Water Co
SEC File Number
Address of Issuer	630 E Foothill Blvd San Dimas CALIFORNIA 91773
Phone	909-394-3600
Name of Person for Whose Account the Securities are To Be Sold	Diana Bonta
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 333 S Hope St 39th Fl Los Angeles CA 90071	546	48420	39635626	09/04/2026	Nasq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/04/2019	Stock Bonus	N/A			546	09/04/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Diana Bonta
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)