American States Water (NYSE: AWR) director sale not under 10b5-1 plan

Rhea-AI Filing Summary

AMERICAN STATES WATER CO (AWR) reported an insider sale by director Anne M. Holloway. On 2026-08-19, she sold 900 Common Shares in an open-market or private transaction at $88.855 per share. After this sale, she directly holds 38,517.8984 Common Shares of AWR.

Insider Trade Summary

Net Seller: 900 shares

Net Sell 1 txn

Insider HOLLOWAY ANNE M

Role Director

Sold 900 shs ($80K)

Type	Security	Shares	Price	Value
Sale	Common Shares	900	$88.855	$80K

Holdings After Transaction: Common Shares — 38,517.8984 shares (Direct)

Key Figures

Shares sold: 900 Common Shares Sale price per share: $88.855 per share Shares owned after transaction: 38,517.8984 Common Shares +1 more

4 metrics

Shares sold 900 Common Shares Sale reported on 2026-08-19 by director Anne M. Holloway

Sale price per share $88.855 per share Price for the 900 Common Shares sold on 2026-08-19

Shares owned after transaction 38,517.8984 Common Shares Direct holdings following the reported sale

Net shares sold in filing 900 shares Net-sell direction from transaction summary

Key Terms

transaction code, Rule 10b5-1, derivative securities

3 terms

transaction code regulatory

"The filing lists a transaction code identifying the type of sale."

Rule 10b5-1 regulatory

"A document-level checkbox indicates Rule 10b5-1 plan status."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

derivative securities financial

"A derivativeSummary section would list any derivative securities positions."

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

What insider transaction was reported for AWR in this Form 4?

The Form 4 reports that director Anne M. Holloway executed a sale of 900 Common Shares of AMERICAN STATES WATER CO (AWR) on 2026-08-19 in an open-market or private transaction.

At what price were the AWR shares sold by Anne M. Holloway?

Anne M. Holloway sold 900 Common Shares of AWR at a price of $88.855 per share, as reported in the Form 4 insider transaction data.

How many AWR shares does Anne M. Holloway own after this transaction?

Following the reported sale, Anne M. Holloway directly owns 38,517.8984 Common Shares of AMERICAN STATES WATER CO, according to the Form 4 data.

Is the reported AWR insider sale under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is marked false, indicating the reported sale of 900 AWR shares was not affirmatively represented as made under a Rule 10b5-1 trading plan.

How many total shares were sold and bought by this insider in the Form 4 for AWR?

The transaction summary shows 1 sell transaction totaling 900 shares sold and no purchases. Net activity is a net-sell of 900 shares for this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/20/2026 - 06:46 PM Accepted by SEC EDGAR 08/20/2026 - 06:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOLLOWAY ANNE M

(Last) (First) (Middle)

630 E FOOTHILL BLVD

(Street)

SAN DIMAS CALIFORNIA 91773

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	08/19/2026		S		900	D	$88.855	38,517.8984	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Anne M Holloway	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)