American States Water (NYSE: AWR) director trust plans 900-share sale

Rhea-AI Filing Summary

American States Water Co (AWR) director Anne M. Holloway filed a Rule 144 notice indicating an intention to sell up to 900 shares of common stock held at The Charles Schwab Corporation, with a proposed sale date of 08/18/2026. The shares derive from restricted stock units granted in 2012 and 2025 and are being sold from the Anne M. Holloway Trust U/A Dtd 02/01/2000. Over the prior three months, the trust sold 662 shares for total proceeds of $50,034.59.

Key Figures

Shares proposed to be sold: 900 shares Aggregate market value of proposed sale: $80,701.38 Shares sold in past 3 months: 662 shares +3 more

6 metrics

Shares proposed to be sold 900 shares Common stock of American States Water Co under Rule 144

Aggregate market value of proposed sale $80,701.38 Value associated with the 900 shares of common stock

Shares sold in past 3 months 662 shares Sale by Anne M. Holloway Trust on 05/20/2026

Proceeds from past 3-month sale $50,034.59 Total consideration for 662 shares sold on 05/20/2026

RSU grant 2012 398 shares Restricted Stock Unit position dated 05/10/2012

RSU grant 2025 502 shares Restricted Stock Unit position dated 09/04/2025

Key Terms

Rule 144, Restricted Stock Unit, Trust U/A Dtd, intent to sell securities

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Unit financial

"Common | 05/10/2012 | Restricted Stock Unit | Issuer"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Trust U/A Dtd financial

"Anne M. Holloway Trust U/A Dtd 02/01/2000"

intent to sell securities regulatory

"information shall be given as to sales by all persons whose sales are required"

FAQ

What does the Form 144 filing for AWR disclose about planned insider sales?

The notice states that a trust for director Anne M. Holloway plans to sell up to 900 shares of American States Water common stock under Rule 144, with a proposed sale date of 08/18/2026 and an indicated market value of $80,701.38.

Who is selling AWR shares in this Form 144 and through what account?

The seller is a trust for Anne M. Holloway, a director of American States Water. The filing notes that shares are being sold out of the Anne M. Holloway Trust U/A Dtd 02/01/2000, with the securities held at The Charles Schwab Corporation.

How many AWR shares has the reporting person sold recently?

In the past three months, the Anne M. Holloway Trust sold 662 shares of American States Water common stock on 05/20/2026, for total proceeds of $50,034.59, according to the sales history section of the notice.

What is the approximate value of the AWR shares planned for sale in this Form 144?

The filing lists 900 shares of American States Water common stock with an aggregate market value of approximately $80,701.38. This figure reflects the value used for the Rule 144 notice and not necessarily the final sale amount.

What is the source of the AWR shares covered by this Form 144 notice?

The 900 American States Water shares relate to restricted stock units granted on 05/10/2012 and 09/04/2025, covering 398 and 502 shares respectively, and are being sold from the Anne M. Holloway Trust account.

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Available on EDGAR 08/18/2026 - 12:32 PM Accepted by SEC EDGAR 08/18/2026 - 12:32 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001187379
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERICAN STATES WATER CO
SEC File Number	001-14431
Address of Issuer	630 E FOOTHILL BLVD SAN DIMAS CALIFORNIA 91773-9016
Phone	9093943600
Name of Person for Whose Account the Securities are To Be Sold	HOLLOWAY ANNE M
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	900	80701.38	39635626	08/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/10/2012	Restricted Stock Unit	Issuer			398	05/10/2012	N/A
Common	09/04/2025	Restricted Stock Unit	Issuer			502	09/04/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Anne M. Holloway Trust U/A Dtd 02/01/2000 630 E. Foothill Blvd San Dimas CA 91773-1212	Common	05/20/2026	662	50034.59

144: Remarks and Signature

Remarks	Shares being sold out of trust account titled: Anne M. Holloway Trustee, Anne M. Holloway Trust U/A Dtd 02/01/2000.
Date of Notice	08/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Anne M. Holloway
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)