Director sells 662 American States Water shares

AMERICAN STATES WATER CO director Anne M. Holloway sold 662 Common Shares in an open-market transaction.

Rhea-AI Filing Summary

AMERICAN STATES WATER CO director Anne M. Holloway sold 662 Common Shares in an open-market transaction. The weighted average sale price was $75.581 per share, with individual trades ranging from $75.355 to $75.645. After this sale, she directly holds 39,417.8984 shares.

Insider Trade Summary

Net Seller: 662 shares

Net Sell 1 txn

Insider HOLLOWAY ANNE M

Role Director

Sold 662 shs ($50K)

Type	Security	Shares	Price	Value
Sale	Common Shares	662	$75.581	$50K

Holdings After Transaction: Common Shares — 39,417.8984 shares (Direct)

Footnotes (1)

1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.355 to $75.645, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Key Figures

Shares sold: 662 shares Weighted average sale price: $75.581 per share Sale price range: $75.355–$75.645 per share +1 more

4 metrics

Shares sold 662 shares Open-market sale of Common Shares

Weighted average sale price $75.581 per share Price for 662 shares sold

Sale price range $75.355–$75.645 per share Range of individual trade prices

Shares owned after transaction 39,417.8984 shares Direct ownership following sale

Key Terms

weighted average price, open-market sale, Common Shares, Form 4

4 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Shares financial

""security_title": "Common Shares""

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

Form 4 regulatory

"within the ranges set forth in this footnote to this Form 4."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AWR director Anne M. Holloway report?

Anne M. Holloway reported an open-market sale of 662 American States Water Common Shares. The transaction is disclosed on a Form 4 and reflects a routine update to her direct share ownership position in the company.

At what price did Anne M. Holloway sell AWR shares?

The reported weighted average sale price was $75.581 per share. According to the filing, the individual trades occurred at prices ranging from $75.355 to $75.645, and detailed trade-by-trade information is available upon request from the company or regulators.

How many AWR shares does Anne M. Holloway own after the sale?

Following the reported sale, Anne M. Holloway directly holds 39,417.8984 American States Water Common Shares. This post-transaction balance is disclosed in the Form 4 and represents her remaining direct ownership after the 662-share disposition.

Was the Anne M. Holloway AWR transaction an open-market sale?

Yes, the Form 4 classifies the transaction as an open-market sale of Common Shares. The transaction code is “S,” described as a sale in open market or private transaction, indicating a standard disposition rather than a grant, gift, or tax withholding event.

Does the AWR Form 4 specify a price range for the sold shares?

Yes. The footnote explains that the 662 shares were sold in multiple trades between $75.355 and $75.645. The weighted average price reported in the main table is $75.581, and the filer offers to supply a full breakdown of trade prices on request.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 06:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOLLOWAY ANNE M

(Last) (First) (Middle)

630 E FOOTHILL BLVD

(Street)

SAN DIMAS CALIFORNIA 91773

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	05/20/2026		S		662(1)	D	$75.581(1)	39,417.8984	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.355 to $75.645, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

	/s/ Anne M Holloway	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)