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Diana M. Bonta (AWR) records multiple share grants and small adjustment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMERICAN STATES WATER CO director Diana M. Bonta reported routine share-related compensation transactions rather than open-market trading. On May 19, 2026, she acquired 526.8704 Common Shares at an indicated value of $75.92 per share as a grant or award. Earlier A-code entries from 2025 and early 2026 show additional small acquisitions of between roughly 3 and 23 shares, also categorized as grants or awards at fair market value. The filing also records a very small D-code disposition of 0.3341 share back to the issuer, described as an adjustment due to partial shares. Following the most recent grant, Bonta directly holds 17,133.1724 Common Shares, indicating these events modestly increase her overall equity position.

Positive

  • None.

Negative

  • None.
Insider BONTA DIANA M
Role null
Type Security Shares Price Value
Grant/Award Common Shares 526.87 $75.92 $40K
Grant/Award Common Shares 22.866 $75.92 $2K
Grant/Award Common Shares 23.458 $73.50 $2K
Disposition Common Shares 0.334 $0.00 --
Grant/Award Common Shares 22.96 $74.59 $2K
Grant/Award Common Shares 3.418 $73.52 $251.31
Grant/Award Common Shares 22.7 $74.94 $2K
Holdings After Transaction: Common Shares — 17,133.172 shares (Direct, null)
Footnotes (1)
  1. Der units credited on 08/15/2025 at FMV Der units credited on 09/03/2025 at FMV Der units credited on 11/14/2025 at FMV Adjustment due to partial shares Der units credited on 02/23/2026 at FMV Der units credited on 05/18/2026 at FMV
Latest grant size 526.8704 shares Common Shares granted on May 19, 2026
Grant reference price $75.92 per share Indicated for May 18–19, 2026 acquisitions
Holdings after latest grant 17,133.1724 shares Total Common Shares directly held after May 19, 2026
Small earlier grant 23.4576 shares Grant on February 23, 2026 at $73.50 per share
Fractional disposition 0.3341 share Disposition to issuer on February 10, 2026 at $0.00
Prior period grant 22.9596 shares Grant on November 14, 2025 at $74.59 per share
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Disposition to issuer financial
"transaction_code_description: Disposition to issuer"
Der units credited financial
"Der units credited on 02/23/2026 at FMV"
FMV financial
"Der units credited on 05/18/2026 at FMV"
Fair market value (FMV) is the price a willing buyer and a willing seller would agree on for an asset when neither is under pressure and both have full information. For investors, FMV is a baseline for judging whether a stock, bond, property or business is priced reasonably—like checking if a used car’s listed price matches what similar cars actually sell for—so it helps decide whether to buy, sell or hold.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BONTA DIANA M
(Last)(First)(Middle)
630 E FOOTHILL BLVD
(Street)
SAN DIMAS CALIFORNIA 917673
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/15/2025A22.6997(1)A$74.9416,533.9351D
Common Shares09/03/2025A3.4182(2)A$73.5216,537.3533D
Common Shares11/14/2025A22.9596(3)A$74.5916,560.3129D
Common Shares02/10/2026D0.3341(4)D$016,559.9788D
Common Shares02/23/2026A23.4576(5)A$73.516,583.4364D
Common Shares05/18/2026A22.8656(6)A$75.9216,606.302D
Common Shares05/19/2026A526.8704A$75.9217,133.1724D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Der units credited on 08/15/2025 at FMV
2. Der units credited on 09/03/2025 at FMV
3. Der units credited on 11/14/2025 at FMV
4. Adjustment due to partial shares
5. Der units credited on 02/23/2026 at FMV
6. Der units credited on 05/18/2026 at FMV
/s/ Diana M. Bonta05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did AWR director Diana M. Bonta report?

Diana M. Bonta reported several small acquisitions of American States Water common shares as grants or awards, plus a tiny disposition of 0.3341 share back to the issuer, recorded as an adjustment for partial shares. These events reflect compensation entries, not open-market trading.

How many American States Water (AWR) shares did Diana M. Bonta acquire most recently?

On May 19, 2026, Diana M. Bonta acquired 526.8704 American States Water common shares at an indicated value of $75.92 per share. This grant increased her direct holdings and is classified as a non-derivative grant, award, or other acquisition under transaction code A.

What is Diana M. Bonta’s total AWR shareholding after these Form 4 transactions?

After the most recent reported grant, Diana M. Bonta directly holds 17,133.1724 American States Water common shares. This figure reflects the cumulative impact of the small grant and award acquisitions and the minor disposition back to the issuer shown in the Form 4 filing.

Were Diana M. Bonta’s AWR transactions open-market purchases or compensation grants?

The transactions are categorized as grants, awards, or other acquisitions rather than open-market purchases. All A-code entries are labeled as grant or award acquisitions, with share amounts credited at fair market value, indicating routine equity compensation instead of discretionary market buying.

What does the 0.3341-share disposition by Diana M. Bonta represent for AWR?

The 0.3341-share D-code disposition reflects a return of shares to the issuer with a stated price of $0.00 per share. A footnote describes this as an adjustment due to partial shares, suggesting a mechanical clean-up rather than a meaningful sale or trading decision.

How many acquisition and disposition events are reported in this AWR Form 4?

The filing summarizes six acquisition events and one disposition event for Diana M. Bonta. All acquisitions involve small amounts of American States Water common shares as grants or awards, while the single disposition is a fractional-share adjustment back to the issuer, not an open-market transaction.