Welcome to our dedicated page for Amer States Wtr Co SEC filings (Ticker: AWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The American States Water Company (NYSE: AWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a California-based utilities holding company with regulated water and electric utilities and a contracted services business, AWR uses SEC reports to present detailed information on its operations, regulatory environment, capital investments and financial performance.
Through its filings, investors can review how American States Water reports results for its three main segments: Golden State Water Company, Bear Valley Electric Service, Inc. and American States Utility Services, Inc. Quarterly reports on Form 10-Q and annual reports on Form 10-K typically include segment-level data, discussions of CPUC general rate case decisions, cost of capital mechanisms, revenue adjustment and cost balancing structures, and the status of long-term contracts with the U.S. government for water and wastewater services on military bases.
Current reports on Form 8-K, such as those referenced in the company’s recent history, are used to furnish press releases about quarterly earnings, CPUC approvals and other material events. For example, AWR has filed 8-Ks to report the release of earnings for specific quarters and to describe CPUC decisions affecting the timing of cost of capital applications and authorized rates of return at its water utility subsidiary.
On Stock Titan, these filings are updated in near real time from the SEC’s EDGAR system and are accompanied by AI-powered summaries that explain the key points in plain language. The platform helps readers quickly understand how new 10-Qs, 10-Ks and 8-Ks address topics such as segment earnings, capital investment authorizations, rate mechanisms and dividend policies. Users can also access information related to executive and director share transactions reported on Form 4, along with other ownership-related filings, to see how insiders interact with AWR stock over time.
By combining the full text of American States Water’s SEC filings with AI-generated highlights, this page aims to make complex regulatory and financial disclosures more accessible to investors analyzing AWR’s water, electric and contracted services businesses.
American States Water Company, through its subsidiary Golden State Water Company (GSWC), announced that the California Public Utilities Commission approved a one-year deferral of GSWC’s next cost of capital application. GSWC was scheduled to file this application on May 1, 2026, but the date has been postponed to May 1, 2027, with a corresponding effective date of January 1, 2028. The current Water Cost of Capital Mechanism will remain in place during the deferral period.
GSWC’s currently authorized rate of return on rate base is 7.93%, which will continue through December 31, 2027. This is based on a return on equity of 10.06%, an embedded cost of debt of 5.1%, and a capital structure consisting of 57% equity and 43% debt. The decision effectively keeps GSWC’s existing capital cost assumptions and earnings framework stable for an additional year.
American States Water (AWR) reported an insider transaction by a director. On 11/11/2025, the director sold 528 common shares at a price of $75.90 per share. Following this sale, the director beneficially owned 39,144.891 shares, held directly.
Earlier entries show dividend-equivalent credits: 133.8311 shares on 08/15/2025 at $74.94 and 3.4182 shares on 09/03/2025 at $73.52, each reported as acquisitions.
American States Water (AWR) filed a Form 144 notice for a planned sale of 550 common shares through Charles Schwab, with an aggregate market value of $41,013.50. The shares are expected to be sold on or about 11/10/2025 on the NYSE.
The shares to be sold were acquired via stock option exercises on 05/23/2006 (31 shares), 09/18/2023 (50 shares), and 09/04/2024 (469 shares). AWR reported 38,714,426 shares outstanding.
American States Water Company announced it released earnings for the third quarter ended September 30, 2025, and made its press release available as Exhibit 99.1.
The company stated that the information in this report, including Exhibit 99.1, is being furnished and not filed under the Exchange Act. The common shares trade on the NYSE under the symbol AWR.
American States Water Company (AWR) filed its Q3 2025 10‑Q, reporting higher results across its businesses. Total operating revenues were $182.7 million, up from $161.8 million a year ago, with net income of $41.2 million versus $35.8 million and diluted EPS of $1.06 versus $0.95. For the first nine months, revenue reached $493.8 million and net income was $101.7 million, reflecting growth in water, electric, and contracted services.
Cash from operations was $202.0 million year‑to‑date against capital expenditures of $173.1 million, supporting utility plant expansion. Financing steps included GSWC’s $100.0 million unsecured private notes (Series A 5.30% due 2032; Series B 5.65% due 2037) and BVES’s $50.0 million notes due 2030. AWR sold 201,212 shares via its ATM in Q3 for $14.7 million (nine months: 535,760 shares for $40.5 million), with $68.0 million remaining under the program. Credit facilities for AWR and GSWC now mature in June 2029 with capacities of $195.0 million and $200.0 million. The CPUC’s 2025–2027 rate decision transitioned GSWC to M‑WRAM/ICBA; GSWC recorded a $2.6 million retroactive revenue under‑collection and had $12.8 million of pre‑2025 WRAM/MCBA under‑collections under recovery. As of November 4, 2025, AWR had 38,714,426 common shares outstanding.
American States Water Co. (AWR) officer David R. Schickling reported modest changes in his beneficial ownership tied to deferred compensation and tax withholding. On 06/03/2025 he had 8.7052 common shares credited from deferred units at fair market value, which brought his holdings to 2,310.2624 shares. On 08/12/2025 26.1716 shares were withheld to satisfy a tax liability at $76.21 per share, reducing his holdings to 2,284.0908 shares.
The Form 4 identifies Schickling as an officer, Vice President, Water Operation, and the report was filed by one reporting person. Explanations supplied on the form state the 06/03/2025 entry was deferred units credited at FMV and the 08/12/2025 entry represents shares withheld for taxes.
What happened: American States Water Company (NYSE:AWR) announced that it released an earnings press release for the quarter ended June 30, 2025 and furnished that press release as Exhibit 99.1 to this Form 8-K.
Why it matters: The 8-K itself does not include the company’s financial results; it simply notifies investors that the company published its second-quarter earnings information. The filing also states the press release is "furnished" (not "filed") and includes a cover page interactive data file. Investors should read Exhibit 99.1 for the actual numbers and details.