Welcome to our dedicated page for Amer States Wtr Co SEC filings (Ticker: AWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American States Water Company filings document a regulated utility holding company with common shares listed on the New York Stock Exchange. The record covers operating results for its water, electric and contracted-services segments; CPUC rate and cost-of-capital matters for Golden State Water Company; and capital-structure disclosures such as equity distribution agreements involving common shares.
Proxy statements and Form 8-K reports describe board elections, stock incentive plan proposals, executive compensation arrangements, restricted stock units, performance awards, auditor ratification and other governance matters. Material-event filings also furnish earnings releases and disclose regulatory developments affecting the company's utility subsidiaries.
American States Water Company approved its 2026 Short-Term Incentive Program for executive officers. The plan lets each executive earn both an objective cash bonus and a discretionary cash bonus for calendar year 2026, based on company performance and individual results.
Target aggregate bonuses are set as a percentage of 2026 base salary: Robert J. Sprowls at 100%, Eva G. Tang at 40.4%, Paul J. Rowley at 40.4%, Christopher H. Connor at 48.5%, and Gladys M. Farrow at 34.2%. The objective portion is 80% of each target and depends on specific performance metrics, while the remaining 20% is discretionary and based on subjective assessment of performance in the areas each executive oversees.
American States Water Co Schedule 13G/A amendment reports that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026, under SEC Release No. 34-39538 that led certain Vanguard subsidiaries to report ownership separately.
AMERICAN STATES WATER CO senior vice president of ASUS Christopher H. Connor reported a series of compensation-related stock movements. On March 12, 2026, he was awarded common shares, including 1,664.7044 shares at $74.44 per share and another 1,124-share grant, plus a small 11.9265-share credit at fair market value.
On March 13, 2026, the company withheld 424.1398, 108.5382, and 103.1643 common shares at $74.44 per share to satisfy tax liabilities, all classified as tax-withholding dispositions rather than market sales. A small 3.25-share disposition to the issuer occurred on March 5, 2026. Following these transactions, Connor directly holds 6,206.6136 common shares.
American States Water Co vice president Jon Pierotti reported a mix of stock awards and mechanistic share dispositions. On March 12, 2026, he received grants of 770.0000 and 630.3250 common shares, plus smaller awards earlier in the month, as part of compensation and benefit programs.
On March 13, 2026, 259.5680, 104.0658, and 98.4976 common shares were disposed of under code F at $74.4400 per share to satisfy tax liabilities, and 3.0471 shares were returned to the issuer, all non‑market transactions. Following these entries, he holds 3698.5542 common shares directly and 369.1676 shares indirectly through a 401k account.
AMERICAN STATES WATER CO President & CEO Robert J. Sprowls reported routine equity compensation and tax-related share withholdings. On March 12, 2026, he received several common share awards, including 17,693.2752 shares at $74.44 per share and a 7,362-share grant at no cost, plus smaller plan-related additions.
To satisfy tax liabilities, 9,000.6863, 717.8400 and 710.0818 common shares were withheld on March 13, 2026 at $74.44 per share, classified as tax-withholding dispositions rather than open-market sales. After these transactions, he holds 218,540.4468 common shares directly and 531.9110 shares indirectly through a 401(k).
AMERICAN STATES WATER CO Senior Vice President and CFO Eva G. Tang reported a series of routine equity compensation and related tax-withholding transactions. On March 12, 2026, she acquired 1,071.0000 common shares and 992.3577 common shares as grants, plus 276.0588 common shares credited to a 401(k) account and 11.4307 common shares under a dividend reinvestment update.
On March 13, 2026, a total of 400.8134, 113.2903, and 107.3366 common shares were withheld at prices around $74.44 per share to satisfy tax liabilities, which are not open-market sales. Following these transactions, she holds 41,910.7008 common shares directly and 9,043.0465 common shares indirectly through a 401(k) plan.
American States Water Company executive Sunil Pillai reported a series of equity compensation and related tax transactions in company common shares. On March 12, 2026, he acquired awards of 770.0000 and 630.3250 common shares, and on March 5, 2026 he received additional credited shares, including 423.7600 shares in a 401k account and 8.2130 directly.
To cover tax liabilities on these awards, 259.5680, 81.4483, and 77.0903 shares were withheld at prices around $74.4400 per share, and a small 2.5809-share disposition was made to the issuer. After these transactions, Pillai holds 5,870.7656 common shares directly and 2,439.5158 common shares indirectly through a 401k plan. The filing reflects routine compensation and tax-withholding activity, not open-market buying or selling.
American States Water Company vice president Gladys Farrow reported routine equity compensation activity, not open-market trading. On March 12, 2026, she acquired 770 and 715.4458 common shares as grants or awards, plus 8.2130 shares credited earlier on March 5, 2026.
To cover tax obligations, the company withheld 294.6205, 81.4483, and 77.0903 shares on March 13, 2026 through tax-withholding dispositions at $74.44 per share, and 1.9756 shares were returned to the issuer on March 5, 2026. These are compensation and tax events rather than discretionary market buys or sells.
American States Water VP of Asset Management Patrick Kubiak reported routine compensation-related share movements in March 2026. On March 5 and March 12, he acquired multiple grants of common shares at no cost or at stated fair market values as part of awards. On March 13, a total of 462.1314 common shares was disposed of through tax-withholding transactions at about $74.44 per share, and a very small additional amount was returned to the issuer to adjust partial shares. These are not open-market buys or sells but administrative transactions tied to equity compensation, and he continues to hold a direct ownership position in the company’s common shares.
AMERICAN STATES WATER CO Vice President Susan P. Miller reported routine equity compensation and related tax withholding transactions in company common shares. On March 12, 2026, she acquired 770.0000 and 1,147.5147 common shares as grants or awards, increasing her direct holdings.
On March 13, 2026, a total of 398.5324, 89.4592, and 84.6725 shares were disposed of as tax-withholding transactions to satisfy liabilities tied to these awards, not open-market sales. Earlier, on March 5, 2026, she received an additional 8.2130 shares and disposed of 2.0140 shares to the issuer. After these transactions, she directly owns 4,561.3370 common shares.