Welcome to our dedicated page for Amer States Wtr Co SEC filings (Ticker: AWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The American States Water Company (NYSE: AWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a California-based utilities holding company with regulated water and electric utilities and a contracted services business, AWR uses SEC reports to present detailed information on its operations, regulatory environment, capital investments and financial performance.
Through its filings, investors can review how American States Water reports results for its three main segments: Golden State Water Company, Bear Valley Electric Service, Inc. and American States Utility Services, Inc. Quarterly reports on Form 10-Q and annual reports on Form 10-K typically include segment-level data, discussions of CPUC general rate case decisions, cost of capital mechanisms, revenue adjustment and cost balancing structures, and the status of long-term contracts with the U.S. government for water and wastewater services on military bases.
Current reports on Form 8-K, such as those referenced in the company’s recent history, are used to furnish press releases about quarterly earnings, CPUC approvals and other material events. For example, AWR has filed 8-Ks to report the release of earnings for specific quarters and to describe CPUC decisions affecting the timing of cost of capital applications and authorized rates of return at its water utility subsidiary.
On Stock Titan, these filings are updated in near real time from the SEC’s EDGAR system and are accompanied by AI-powered summaries that explain the key points in plain language. The platform helps readers quickly understand how new 10-Qs, 10-Ks and 8-Ks address topics such as segment earnings, capital investment authorizations, rate mechanisms and dividend policies. Users can also access information related to executive and director share transactions reported on Form 4, along with other ownership-related filings, to see how insiders interact with AWR stock over time.
By combining the full text of American States Water’s SEC filings with AI-generated highlights, this page aims to make complex regulatory and financial disclosures more accessible to investors analyzing AWR’s water, electric and contracted services businesses.
American States Water VP of Asset Management Patrick Kubiak reported routine compensation-related share movements in March 2026. On March 5 and March 12, he acquired multiple grants of common shares at no cost or at stated fair market values as part of awards. On March 13, a total of 462.1314 common shares was disposed of through tax-withholding transactions at about $74.44 per share, and a very small additional amount was returned to the issuer to adjust partial shares. These are not open-market buys or sells but administrative transactions tied to equity compensation, and he continues to hold a direct ownership position in the company’s common shares.
AMERICAN STATES WATER CO Vice President Susan P. Miller reported routine equity compensation and related tax withholding transactions in company common shares. On March 12, 2026, she acquired 770.0000 and 1,147.5147 common shares as grants or awards, increasing her direct holdings.
On March 13, 2026, a total of 398.5324, 89.4592, and 84.6725 shares were disposed of as tax-withholding transactions to satisfy liabilities tied to these awards, not open-market sales. Earlier, on March 5, 2026, she received an additional 8.2130 shares and disposed of 2.0140 shares to the issuer. After these transactions, she directly owns 4,561.3370 common shares.
American States Water Company executive equity activity centered on compensation-related grants and tax withholding. SVP of Operations Paul J. Rowley received several awards of common shares, including 1,071 shares and 873.8351 shares on March 12, 2026, and 447.8041 shares credited to a 401(k) account on March 5, 2026. A small 11.4307-share award and a 1.5878-share disposition to the issuer also occurred on March 5, 2026. On March 13, 2026, a total of 580.4721 shares were withheld at $74.44 per share to satisfy tax liabilities, a non-market disposition that does not represent an open-market sale. Following these transactions, Rowley directly holds 7,824.1735 common shares and indirectly holds 4,649.7679 shares through a 401(k) plan.
AMERICAN STATES WATER CO vice president of water operations David R. Schickling reported a series of compensation-related stock transactions in March 2026. On March 12, he received grants totaling 770 and 630.325 common shares, with one grant priced at $74.44 per share. Earlier, on March 5, he acquired 8.213 shares at $75.46, 14.2532 shares through his 401(k), and had 1.6752 shares returned to the issuer.
To satisfy tax liabilities tied to these awards, 259.568, 81.4483, and 77.0903 shares were withheld on March 13 at $74.44 per share, all coded as tax-withholding dispositions rather than open-market sales. Following these transactions, one entry shows 3,238.5699 common shares held directly and 279.1985 shares held indirectly through a 401(k) account.
American States Water Company approved new equity awards for key executives. On March 12, 2026, the compensation committee granted time-vested restricted stock units and performance-based restricted stock units to its CEO and several senior officers across American States Water, Golden State Water, and American States Utility Services.
CEO Robert J. Sprowls received 7,362 time-vested units and a 22,088-unit performance award. Other executives received between 770 and 1,124 time-vested units and between 769 and 1,125 performance units. Time-vested awards vest 33%, 33%, and 34% on the first three anniversaries, while performance awards vest 33%, 33%, and 34% on December 31, 2026, 2027, and 2028, subject to death, disability, or retirement provisions and specified performance criteria.
AMERICAN STATES WATER CO President & CEO Robert J. Sprowls reported a mix of share awards and a tax-related share withholding. On February 18, 2026, 510.6757 common shares were disposed of at $74.88 per share to satisfy a tax liability, as reflected in the footnotes.
Earlier grants and awards of common shares were reported on several 2025 dates, including 975.2554 shares on June 4, 2025 and 1,148.1481 shares on December 3, 2025, all classified as grant/award acquisitions rather than open-market purchases. After these transactions, Sprowls directly owned 202,720.4438 common shares.
American States Water Co (AWR) Sr. Vice President & CFO Eva G. Tang reported a series of routine equity transactions. She received several small grant/award acquisitions of common shares between June 2025 and December 2025, with individual awards such as 20.8241 and 24.5158 shares. On February 18, 2026, 86.0900 common shares at $74.88 per share were withheld to satisfy tax liability, classified as a tax-withholding disposition. After the most recent transaction, she directly owned 40,434.0935 common shares.
AMERICAN STATES WATER CO SVP of Operations Paul J. Rowley reported several stock-related transactions in company common shares. On February 18, 2026, 86.0900 shares were disposed of at $74.8800 per share as a tax-withholding disposition to satisfy tax liability on equity compensation, not an open-market sale.
Earlier, Rowley acquired small share awards: 11.5132 shares at $78.4400 on June 3, 2025, 13.3786 shares at $73.5200 on September 3, 2025, and 11.7524 shares at $72.8900 on December 2, 2025, all classified as grant or award acquisitions. After the February 2026 tax withholding, his directly owned holdings stood at 6449.9677 common shares.
AMERICAN STATES WATER CO vice president of water operations David R. Schickling reported several routine equity transactions in company common shares. On February 18, 2026, he had 61.9286 shares withheld at $74.88 per share to cover tax liabilities, leaving 2,249.8137 shares owned directly.
Earlier, he received small direct share awards of 8.2737 shares at $78.44 on June 3, 2025, 9.6141 shares at $73.52 on September 3, 2025, and 9.7637 shares at $72.89 on December 2, 2025. Footnotes state these grants reflect dividend equivalent rights units credited at fair market value and that the withheld shares were used to satisfy tax obligations rather than sold in the open market.
AMERICAN STATES WATER CO VP Environmental Quality Sunil Pillai reported multiple equity transactions in company common shares. On February 18, 2026, Pillai disposed of 61.9286 shares at $74.88 per share to cover tax liabilities through share withholding, leaving 4,805.8248 shares owned directly.
Earlier awards credited on June 3, 2025, September 3, 2025, and December 2, 2025 granted 8.2737, 9.6141, and 9.7637 shares, respectively, as stock-based compensation at fair market value. These awards increased direct holdings as of each grant date.