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Aware (AWRE) Insider Purchase: 5,000 Shares Reported by CRO

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Brian J. Krause, Chief Revenue Officer of Aware, Inc. (AWRE), reported an insider purchase on Form 4. The filing shows a purchase of 5,000 shares of Aware common stock on 08/29/2025 at a reported price of $2.20 per share. Following the reported transaction, the filing indicates beneficial ownership of 10,000 shares held directly. The Form 4 is signed by the reporting person on 09/02/2025 and contains no derivative transactions or additional details.

Positive

  • Insider purchase disclosed, increasing the reporting person's direct stake to 10,000 shares
  • Form 4 appears properly completed and signed, including transaction date, price, and ownership details

Negative

  • None.

Insights

TL;DR: A small insider buy by the CRO increases direct stake to 10,000 shares; transaction appears routine and non-material.

The Form 4 documents a 5,000-share purchase at $2.20 executed on 08/29/2025, with direct beneficial ownership reported as 10,000 shares after the trade. There are no derivative instruments reported and no indication of Rule 10b5-1 plan or other trading arrangements in the text provided. Given the absolute size disclosed, this transaction is modest relative to most public-company market caps and does not by itself constitute a material corporate development. The filing is complete for the non-derivative transaction disclosed.

TL;DR: Disclosure appears standard and properly executed; signature present and required fields filled.

The Form 4 includes the reporting persons name, address, relationship to the issuer (Chief Revenue Officer and Director), transaction date, transaction code (P for purchase), number of shares purchased, price per share, and post-transaction beneficial ownership amount. The form is signed and dated, meeting typical Section 16(a) disclosure requirements. No amendments, derivatives, or explanatory remarks were included beyond the basic record of the purchase.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krause Brian J

(Last) (First) (Middle)
76 BLANCHARD ROAD

(Street)
BURLINGTON MA 01803

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AWARE INC /MA/ [ AWRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Revenue Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/29/2025 P 5,000 A $2.2 10,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Brian J. Krause 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AWRE report on this Form 4?

The filing reports that Brian J. Krause purchased 5,000 shares of Aware common stock on 08/29/2025 at a price of $2.20 per share.

How many Aware (AWRE) shares does the reporting person own after the transaction?

The Form 4 states the reporting person beneficially owns 10,000 shares following the reported transaction.

Does the Form 4 show any derivative transactions for AWRE by the reporting person?

No. Table II for derivative securities shows no entries in the provided content.

What is the reporting person's role at Aware, Inc. as listed on the Form 4?

The reporting person is listed as a Director and Officer with the title Chief Revenue Officer.

When was the Form 4 signed by the reporting person?

The filing bears the reporting person's signature dated 09/02/2025.
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Software - Application
Services-prepackaged Software
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United States
BURLINGTON