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Aware (AWRE) director James Dougles Beecham awarded 27,027-share grant deliverable after 2026

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Beecham James Dougles reported acquisition or exercise transactions in this Form 4 filing.

Aware, Inc. director James Dougles Beecham reported a grant of 27,027 shares as an Unrestricted Stock Award linked to common stock. The award carries a grant price of $0.0000 per share and results in direct holdings of 27,027 shares. According to the plan terms, the shares will be issued after December 31, 2026 provided he is serving as a director, officer or employee of Aware, Inc. or a subsidiary on that date.

Positive

  • None.

Negative

  • None.
Insider Beecham James Dougles
Role Director
Type Security Shares Price Value
Grant/Award Unrestricted Stock Award F1 27,027 $0.00 $0.00
Holdings After Transaction: Unrestricted Stock Award — 27,027 shares (Direct)
Footnotes (1)
  1. F1. Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued after December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
Unrestricted Stock Award size 27,027 shares Shares awarded to James Dougles Beecham on 2026-07-27
Grant price per share $0.0000 Stated price for the Unrestricted Stock Award
Underlying common shares 27,027 shares Underlying Common Stock for the Unrestricted Stock Award
Shares following transaction 27,027 shares Total direct holdings reported after the award
Issuance condition date December 31, 2026 Shares will be issued after this date if service condition is met
Unrestricted Stock Award financial
"security_title: "Unrestricted Stock Award""
2023 Equity and Incentive Plan financial
"awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc."
underlying security financial
"underlying_security_title: "Common Stock" and underlying_security_shares"

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FAQ

What insider transaction did Aware (AWRE) report for director James Dougles Beecham?
Aware (AWRE) reported that director James Dougles Beecham received a grant of 27,027 shares as an Unrestricted Stock Award linked to common stock at a grant price of $0.0000 per share, recorded as a direct holding.

How many Aware (AWRE) shares are included in Beecham’s new stock award?
The Unrestricted Stock Award for Aware (AWRE) director James Dougles Beecham covers 27,027 shares of underlying common stock. After this grant, his reported direct holdings total 27,027 shares associated with this award.

When will the 27,027-share award for Aware (AWRE) director Beecham be issued?
The 27,027-share award for Aware (AWRE) director James Dougles Beecham will be issued after December 31, 2026, provided he is serving as a director, officer or employee of Aware, Inc. or any subsidiary on that date.

What is the grant price of the Unrestricted Stock Award reported by Aware (AWRE)?
The Unrestricted Stock Award reported by Aware (AWRE) for director James Dougles Beecham has a stated grant price of $0.0000 per share. This reflects a stock-based compensation award rather than a market purchase for cash.

Under which plan was the new stock award to Aware (AWRE) director Beecham granted?
The stock award to Aware (AWRE) director James Dougles Beecham was granted under the company’s 2023 Equity and Incentive Plan of Aware, Inc., which governs the issuance of these 27,027 unrestricted shares after December 31, 2026 if service conditions are met.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Beecham James Dougles
(Last)(First)(Middle)
76 BLANCHARD RD
(Street)
BURLINGTON MASSACHUSETTS 01803-6814
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AWARE INC /MA/ [ AWRE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Unrestricted Stock Award$007/27/2026A27,027 (1) (1)Common Stock27,027$027,027D
Explanation of Responses:
1. Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued after December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
/s/ James D. Beecham07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR